Other Information.
−Removed: During the three months ended September 30, 2024, no director or “officer” of the Company ado pted or termi nated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended December 31, 2024, each of Neil D.
+Added: Brinker, President and Chief Executive Officer of the Company, Michael B.
+Added: Lucareli, Executive Vice President, Chief Financial Officer of the Company, and Brian J.
+Added: Agen, Vice President, Chief Human Resources Officer of the Company, ado pted stock sale arrangements (each a “Plan”) intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
+Added: Each Plan provides for the sale of shares of Modine common stock subject to a specified formula and other terms and conditions.
+Added: The date of adoption, duration of sales period, and maximum number of shares to be sold under each Plan are as follows:
+Added: Date of Adoption
+Added: Duration of Sales Period
+Added: of Shares to be Sold
+Added: December 20, 2024
+Added: June 5, 2025 to December 31, 2025
+Added: 3,400 + TBD (a)
+Added: November 7, 2024
+Added: February 6, 2025 to September 30, 2026
+Added: December 18, 2024
+Added: March 19, 2025 to December 31, 2025
+Added: (a) Maximum number of shares to be sold under Mr.
+Added: Brinker ’ s Plan to be equal to 3,400 vested restricted stock units, plus 100% of the shares resulting from the vesting of certain currently unvested restricted stock units during the sales period, net of shares surrendered to the Company or sold to cover withholding taxes.
+Added: During the three months ended December 31, 2024, no director or “officer” of the Company terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
(a) Exhibits :
18 unchanged sentences
Lucareli, Executive Vice President, Chief Financial Officer*
−Removed: October 30, 2024
+Added: February 5, 2025
* Executing as both the principal financial officer and a duly authorized officer of the Company
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.