Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: the period between February 1, 2022 and December 12, 2022, the Company issued the following shares which were not registered:
−Removed: Company issued 566,064 shares of common stock to seven holders.
−Removed: Of these issuances, 501,972 shares were issued in connection with an
−Removed: acquisition and the remaining 64,093 shares were issued upon the exercise of certain stock options and pursuant to employment agreements.
−Removed: B Preferred Stock
−Removed: Company issued 54,600 shares of series B Preferred Stock for gross proceeds of $1,360,000.
−Removed: proceeds of these sales will be utilized for general working capital and acquisitions.
+Added: the three months ended April 30, 2023, the Company had no sales of unregistered securities.
Defaults upon Senior Securities.
−Removed: has been no default in payment of principal, interest, sinking or purchase fund installment, or any other material default, with respect
−Removed: to any indebtedness of the Company.
+Added: has been no material default in payment of principal, interest, sinking or purchase fund installment, or any other material default,
+Added: with respect to any indebtedness of the Company.
Mine Safety Disclosures.
+Added: Articles of Incorporation of MamaMancini’s Holdings, Inc.
+Added: (incorporated by reference from Exhibit 3.1 to the Company’s Registration Statement on Form S-1 filed on May 24, 2011).
+Added: Certificate of Amendment to Certificate of Incorporation of MamaMancini’s Holdings, Inc.
+Added: (incorporated by reference from Exhibit 3.4 to the Company’s Current Report on Form 8-K filed on March 8, 2013).
+Added: Second Amended and Restated Series A Convertible Preferred Stock Certificate of Designation (incorporated by reference from Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on September 10, 2015).
+Added: Series B Preferred Stock Certificate of Designation (incorporated by reference from Exhibit 3.4 to the Company’s Registration Statement on Form S-3 filed on June 2, 2023.
+Added: Amended and Restated Bylaws of MamaMancini’s Holdings, Inc.
+Added: (incorporated by reference from Exhibit 3.5 to the Company’s Registration Statement on Form S-3 filed on June 2, 2023.
+Added: Form of Warrant to Purchase Common Stock to Placement Agent in Series B Financing*
+Added: Amended and Restated Revolving Line Note with M&T Bank, dated as of October 26, 2022*
+Added: Employment Agreement dated June 21, 2022 by and between the Company and Adam L.
+Added: Employment Agreement dated September 19, 2022 by and between the Company and Anthony Gruber *
+Added: Certification of Principal Executive Officer, pursuant to 18 U.S.C.
+Added: 1350, as adopted pursuant to Section 302 of 2002*
+Added: Certification of Principal Financial Officer, pursuant to 18 U.S.C.
+Added: 1350, as adopted pursuant to Section 302 of 2002*
+Added: Certification of Principal Executive Officer, pursuant to 18 U.S.C.
+Added: 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
+Added: Certification of Principal Financial Officer, pursuant to 18 U.S.C.
+Added: 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
+Added: XBRL Instance Document**
+Added: XBRL Taxonomy Extension Schema Document**
+Added: XBRL Taxonomy Extension Calculation Linkbase Document**
+Added: XBRL Taxonomy Extension Definition Linkbase Document**
+Added: XBRL Taxonomy Extension Label Linkbase Document**
+Added: XBRL Taxonomy Extension Presentation Linkbase Document**
+Added: Page Interactive Data File (embedded within the Inline XBRL document)
+Added: Filed herewith.
+Added: Furnished herewith.
+Added: accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
+Added: thereunto duly authorized.
+Added: MAMAMANCINI’S
+Added: HOLDINGS, INC.
+Added: June 13, 2023
+Added: Executive Officer
+Added: Executive Officer)
+Added: Anthony Gruber
+Added: Financial Officer (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.