Item 5. Other Information
Item 5. Other Information
Insider Trading Arrangements
During the three months ended June 30, 2024, none of our directors or executive officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Entry into a Material Definitive Agreement
On July 30, 2024, we entered into a new Office Lease (the “Agreement”) with RFL No. 4 Limited Partnership for our existing 25,000 square-foot office space in The Woodlands, Texas. The term of the new lease begins on September 1, 2025 and extends through January 1, 2031, providing for escalating yearly base rent payments starting at $773,724 and increasing to $875,398 in the final year of the lease.
The foregoing description of the Agreement does not purport to be complete and is qualified in its entirety by reference to the Agreement filed as an exhibit hereto.
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Item 6. Exhibits
Exhibit No. Description
3.1 — Sixth Amended and Restated Certificate of Incorporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K dated May 10, 2024 and incorporated by reference herein).
10.1 — Sixth Amendment to Loan and Security Agreement, dated June 28, 2024, with Oxford Finance, LLC and the lenders listed therein (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated June 28, 2024 and incorporated by reference herein).
10.2 — Offer Letter, dated July 3, 2024, with Michael S. Exton, Ph.D. (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated July 3, 2024 and incorporated by reference herein).
*10.3 — Office Lease , dated July 30, 2024, with RFL No. 4 Limited Partnership
*31.1
— Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
*31.2
— Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
*32.1
— Certification of Principal Executive and Principal Financial Officers Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS
— XBRL Instance Document
101.SCH
— XBRL Taxonomy Extension Schema Document
101.CAL
— XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
— XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
— XBRL Taxonomy Extension Label Linkbase Document
101.PRE
— XBRL Taxonomy Extension Presentation Linkbase Document
104 — Cover Page Interactive Data File (embedded within the Inline XBRL document)
_____________________
* Filed herewith.
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Lexicon Pharmaceuticals, Inc.
Date: August 2, 2024 By: /s/ Michael S. Exton
Michael S. Exton, Ph.D.
Chief Executive Officer
Date: August 2, 2024 By: /s/ Jeffrey L. Wade
Jeffrey L. Wade
President and Chief Operating Officer
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