Lightwave Logic, Inc. 10-Q

Item 5 Other Information Trading Arrangements Insider Trading Arrangements On June 12, 2023, Siraj Nour El-Ahmadi , a member of our Company’s Board of Directors, adopted a non-Rule 10b5–1 trading arrangement as defined in Item 408(c) of Regulation S-K. The arrangement provided for the sale of 100,000 shares of the Company’s common stock and it terminated on June 12, 2023, after all of the shares were sold. The trading arrangement was adopted during an open trading window and satisfied the Company’s policies regarding insider transactions. Item 6 Exhibits The following exhibits are included herein: Exhibit No. Description of Exhibit Location 10.1 Employee Agreement – Michael Lebby Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 22, 2017 10.2 Employee Agreement Amendment - Michael Lebby Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 20, 2021 10.3 Employee Agreement Amendment - Michael Lebby Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on January 21, 2022 10.4 Employee Agreement Amendment – Dr. Michael S. Lebby Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 20, 2023 10.5 Employee Agreement Amendment – Dr. Michael S. Lebby Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 27, 2023 10.6 Employee Agreement - James Marcelli Incorporated by reference to Company’s Form 10-Q as filed with the SEC on August 12, 2015 10.7 Employee Agreement Amendment - James Marcelli Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 20, 2021 10.8 Employee Agreement Amendment - James Marcelli Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on January 21, 2022 10.9 Employee Agreement Amendment – James S. Marcelli Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on March 20, 2023 10.10 Employee Agreement Amendment – James S. Marcelli Incorporated by reference to the Company’s Current Report on Form 8-K as filed with the SEC on April 27, 2023 10.11 2016 Equity Incentive Plan Incorporated by reference to Company’s Appendix A to the Company's Definitive Schedule 14A filed with the SEC on April 20, 2016 10.12 Amendment No. 2 to 2016 Equity Incentive Plan Incorporated by reference to Company’s Appendix A to the Company's Definitive Schedule 14A filed with the SEC on April 14, 2023 41 Exhibit No. Description of Exhibit Location 31.1 Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Executive Officer of the Company. Filed herewith 31.2 Certification pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, executed by the Principal Financial Officer of the Company. Filed herewith 32.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Executive Officer of the Company. Furnished herewith 32.2 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, executed by the Principal Financial Officer of the Company. Furnished herewith 101.INS Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) Filed herewith 101.SCH Inline XBRL Taxonomy Extension Schema Document Filed herewith 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document Filed herewith 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document Filed herewith 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document Filed herewith 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document Filed herewith 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) Filed herewith 42 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LIGHTWAVE LOGIC, INC. Registrant By: /s/ Michael S. Lebby Michael S. Lebby, Chief Executive Officer (Principal Executive Officer) Date: August 9, 2023 By: /s/ James S. Marcelli James S. Marcelli, President, Chief Operating Officer (Principal Financial Officer) Date: August 9, 2023 43