Item 5. Other Information
Item
5. Other Information
None
Item
6. Exhibits
The
exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below.
39
SIGNATURE
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
PAVmed
Inc.
Date:
November 22, 2021
By:
/s/
Dennis M. McGrath
Dennis
M. McGrath
President
and Chief Financial Officer
(Principal
Financial and Accounting Officer)
40
EXHIBIT
INDEX
Exhibit
No.
Description
3.1
Amended and Restated Certificate of Incorporation (1)
3.8
Amended and Restated Bylaws (1)
4.1
Specimen Common Stock Certificate (1)
4.2
Form
of Convertible Promissory Note (1)
10.1
Amended
and Restated License Agreement, dated as of August 23, 2021, by and between Case Western Reserve University and Lucid Diagnostics
Inc. (1)
10.2
Quality
& Manufacturing Master Services Agreement, dated as of September 1, 2021, by and between Coastline International, Inc. and Lucid
Diagnostics Inc. (1)
31.1
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. †
31.2
Certification
of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. †
32.1
Certification
of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002. †
32.2
Certification
of Principal Financial and Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002. †
101.INS
XBRL
Instance Document
101.SCH
XBRL
Taxonomy Extension Schema
101.CAL
Taxonomy
Extension Calculation Linkbase
101.DEF
XBRL
Taxonomy Extension Definition Linkbase
101.LAB
XBRL
Taxonomy Extension Label Linkbase
101.PRE
XBRL
Taxonomy Extension Presentation Linkbase
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
†
Filed
herewith
( 1 )
Incorporated
by reference to the Registrant’s Registration Statement on Form S-1 - SEC File No. 333-259721
41
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.