OTHER INFORMATION
−Removed: During the three months ended June 30, 2025, no director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended September 30, 2025, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The Exhibit Index appearing immediately after the signature page to this Form 10-Q is incorporated herein by reference.
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LISATA THERAPEUTICS, INC.
−Removed: August 7, 2025 By:
+Added: November 6, 2025 By:
President & Chief Executive Officer
(Principal Executive Officer)
−Removed: August 7, 2025 By:
+Added: November 6, 2025 By:
/s/ James Nisco
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Exhibit Index
−Removed: Second Amended and Restated Employment Agreement, by and between the Company and David J.
−Removed: Mazzo, Ph.D., dated as of June 10, 2025 (filed as Exhibit 10.1 to the Company's Current Report on 8-K, filed with the SEC on June 13, 2025)
−Removed: Amended and Restated Employment Agreement, by and between the Company and Kristen K.
−Removed: Buck, M.D., dated as of June 10, 2025 (filed as Exhibit 10.2 to the Company's Current Report on 8-K, filed with the SEC on June 13, 2025)
−Removed: Amended and Restated Separation Benefits Agreement, by and between the Company and James Nisco, dated as of June 10, 2025 (filed as Exhibit 10.3 to the Company's Current Report on 8-K, filed with the SEC on June 13, 2025)
−Removed: Amended and Restated Separation Benefits Agreement, by and between the Company and Tariq Imam, dated as of June 10, 2025 (filed as Exhibit 10.4 to the Company's Current Report on 8-K, filed with the SEC on June 13, 2025)
* Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.