Other Information
−Removed: Insider Trading Arrangements
−Removed: On December 30, 2025 , Greg Hamm , the Vice President, Chief Financial Officer and Treasurer of the Company , entered into a trading plan intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
−Removed: The plan provides for the sale, subject to certain minimum sale prices, of 12,000 shares of the Company’s common stock owned by Mr.
−Removed: Hamm’s plan began on February 2, 2026 and will end on February 1, 2027 , subject to early termination in accordance with the terms of the plan.
Number Exhibit
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4.5 Description of Securities (Incorporated by reference to Exhibit 4.7 of the Company ’ s Annual Report on Form 10-K, filed on December 22, 2022 (file No.
−Removed: 10.1 For m of Award Agreement under the Li moneira Company 2022 Omnibus Incentive Plan (Incorporated by reference to Exhibit 10.
−Removed: 1 to the Company ’ s Current Report on Form 8-K, filed November 21 , 2025 (File No.
−Removed: 10.2 Modification to Master Loan Agreement, dated December 12, 2025 by and between Limoneira Company and AgWest Farm Credit, PCA (Incorporated by reference to Exhibit 10.30 to the Company ’ s Annual Report on Form 10-K, filed December 23, 2025 (File No.
−Removed: 10.3 P u r chase and Sale Agreement, dat ed November 7, 2025 by and between Agricola San Pablo SpA and San Pedro , SpA (Incorporated by reference to Exhibit 10.3 1 to the Company ’ s Annual Report on Form 10 -K, filed December 2 3 , 2025 (File No.
−Removed: 10.4 Purchase and Sale Agreement, dated November 7, 2025 by and between Fruticola Pan de Azucar S.A.
−Removed: and San Pedro, SpA (Incorporated by reference to Exhibit 10.32 to the Company ’ s Annual Report on Form 10-K, filed December 23, 2025 (File No.
+Added: 10.1** Transaction Incentive Agreement, by and between Limoneira Company and Harold S.
+Added: Edwards, dated February 1, 2026 (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed February 5, 2026 (File No.
+Added: 10.2** Transaction Incentive Agreement, by and between Limoneira Company and Gregory C.
+Added: Hamm, dated February 5, 2026 (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed February 5, 2026 (File No.
+Added: 10.3** Independent Contractor Consulting Services Agreement, by and between Limoneira Company and Mark Palamountain, dated February 12, 2026 (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed February 12, 2026 (File No.
+Added: 10.4 Operating Agreement of Agromin-Limoneira LLC, effective as of April 1, 2026, by and between Limoneira Company and California Wood Recycling Inc., dba Agromin (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed April 15, 2026 (File No.
Number Exhibit
−Removed: 10.5 N ov ation Contract, dated November 7, 2025 by and between Agricola San Pablo SpA and San Pedro, SpA (Incorporated by reference to Exhibit 10.3 3 to the Company ’ s Annual Report on Form 10-K, filed December 23, 2025 (File No.
−Removed: 10.6 Novation Contract, dated November 7, 2025 by and between F r uticola Pan de Azucar S.A.
−Removed: a nd San Pedro, SpA (Incorporated by reference to Exhibit 10.3 4 to the Company ’ s Annual Report on Form 10-K, filed December 23, 2025 (File No.
+Added: 10.5 Revolving Line of Credit Agreement, effective as of April 1, 2026, by and between Limoneira Company and Agromin-Limoneira LLC (Incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed April 15, 2026 (File No.
+Added: 10.6 Pledge and Security Agreement, effective as of April 1, 2026, by and between Limoneira Company and Agromin-Limoneira LLC (Incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed April 15, 2026 (File No.
+Added: 10.7 Land and Water Lease Agreement, effective as of April 1, 2026, by and between Limoneira Company and Agromin-Limoneira LLC (Incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K, filed April 15, 2026 (File No.
+Added: 10.8 Purchase and Sale Agreement, dated as of April 14, 2026, by and between Windfall Investors, LLC and Peak Holdings, LLC.
+Added: (Incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed April 20, 2026 (File No.
+Added: 10.9* Promissory Note and Supplement to Master Loan Agreement, effective as of May 5, 2026, by and between Limoneira Company and AgWest Farm Credit, PCA.
31.1* Certification of the Principal Executive Officer pursuant to Exchange Act Rule 13a-14(a) and 15d-14(a)
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Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101* The following information from the Company’s Quarterly Report on Form 10-Q for the quarter ended January 31, 2026 formatted in Inline XBRL (Extensible Business Reporting Language) includes:
+Added: 101* The following information from the Company’s Quarterly Report on Form 10-Q for the quarter ended April 30, 2026 formatted in Inline XBRL (Extensible Business Reporting Language) includes:
(i) the Consolidated Balance Sheets (Unaudited), (ii) the Consolidated Statements of Operations (Unaudited), (iii) the Consolidated Statements of Comprehensive Loss (Unaudited), (iv) the Consolidated Statements of Stockholders’ Equity and Temporary Equity (Unaudited), (v) the Consolidated Statements of Cash Flows (Unaudited), and (vi) the Notes to Consolidated Financial Statements (Unaudited)
−Removed: 104 The cover page for the Company’s Quarterly Report on Form 10-Q for the quarter ended January 31, 2026 has been formatted in Inline XBRL
+Added: 104 The cover page for the Company’s Quarterly Report on Form 10-Q for the quarter ended April 30, 2026 has been formatted in Inline XBRL
* Filed or furnished herewith.
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Such certifications will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference.
+Added: ** Pursuant to Item 601(a)(5) of Regulation S-K, certain schedules and similar attachments have been omitted.
+Added: The registrant hereby agrees to furnish a copy of any omitted schedule or similar attachment to the SEC upon request.
LIMONEIRA COMPANY
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LIMONEIRA COMPANY
−Removed: March 12, 2026 By:
+Added: June 9, 2026 By:
/s/ HAROLD S.
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(Principal Executive Officer)
−Removed: March 12, 2026 By:
+Added: June 9, 2026 By:
/s/ GREGORY C.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.