Item 5. Other Information
ITEM 5. Other Information
None.
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ITEM 6. Exhibits
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
3.1 Amended and Restated Articles of Incorporation
8-K 001-33937 3.1 08/15/07
3.2 Certificate of Change
8-K
001-33937 3.1 09/07/10
3.3 Certificate of Correction
8-K
001-33937 3.1 03/11/13
3.4 Certificate of Change
8-K
001-33937 3.1 02/14/14
3.5 Articles of Merger
10-K
001-33937 3.1.4
10/08/15
3.6 Certificate of Change
8-K
001-33937 3.1.5
11/25/16
3.7 Certificate of Designation for Series B Convertible Preferred Stock filed with Secretary of State for the State of Nevada on December 23, 2016, and effective as of December 27, 2016
10-K
001-33937 3.1.6
12/29/16
3.8 Bylaws
10-Q 001-33937 3.8 08/14/18
10.134 * First Amendmen t to Credit Agreement by and between Vintage Stock, Inc. and Bank Midwest, a division of NBH BANK, dated October 17, 202 4 .
10.135 * Set t lement Agreement and Release by and among Live Ventures Incorporated, Precision Metal Works, Inc., and Precision Affiliated Holdings, LLC, and The Richard Sta n ley Family Trust , and The Jo h n Locke Family Trust , , dated December 24, 2024 .
10.136 * Nineteenth Amendment to Loan and Security Agreement and Consent dated September 4, 2024 by and among Marquis Affiliated Holdings LLC, Marquis Industries, Inc., and Bank of America, N.A .
10.137 * I CG Promissory note for PMW Settle ment, dated December 16, 2024.
31.1 * Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 * Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1 * Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2 * Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS * Inline XBRL Instance Document
101.SCH * Inline XBRL Taxonomy Extension Schema Document
101.CAL * Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF * Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB * Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE * Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)
_________________________
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* Filed herewith
† Indicates a management contract or compensatory plan or arrangement.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Live Ventures Incorporated
Dated: February 7, 2025
/s/ Jon Isaac
President and Chief Executive Officer
(Principal Executive Officer)
Dated: February 7, 2025
/s/ David Verret
Chief Financial Officer
(Principal Financial Officer)
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