1 unchanged sentence
The following exhibits are filed with or incorporated by reference into this Quarterly Report.
+Added: Exhibit Number
+Added: Exhibit Description
+Added: Exhibit Number
3.1 Amended and Restated Articles of Incorporation
8-K 001-33937 3.1 08/15/07
+Added: 3.2 C erti ficate of Change
+Added: 001-33937 3.1 09/07/10
+Added: 3.3 C ertificate of Correction
+Added: 001-33937 3.1 03/11/13
+Added: 3.4 C ertificate of Change
+Added: 001-33937 3.1 02/14/14
+Added: 3.5 A rticles of Merger
+Added: 001-33937 3.1.4
+Added: 3.6 C ertificate of Change
+Added: 001-33937 3.1.5
+Added: 3.7 Certificate of Designation for Series B Convertible Preferred Stock filed with Secretary of State for the State of Nevada on December 23, 2016, and effective as of December 27, 2016
+Added: 001-33937 3.1.6
10-Q 001-33937 3.8 08/14/18
−Removed: 10.122 Credit Agreement by and between Vintage Stock, Inc.
−Removed: and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
−Removed: 8-K 001-33937 10.122 10/23/23
−Removed: Revolving Credit Note by and between Vintage Stock, Inc.
−Removed: and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
−Removed: 8-K 001-33937 10.123 10/23/23
−Removed: 10.124 Security Agreement by and between Vintage Stock, Inc.
−Removed: and Bank Midwest, a division of NBH BANK, dated October 17, 2023.
−Removed: 8-K 001-33937 10.124 10/23/23
−Removed: 10.125 * First Amendment of a Credit and Security Agreement by and among Precision Metal Works, Inc.
−Removed: and PMW Affiliated Holdings, Inc.
−Removed: and Fifth Third Bank, National Association, dated as of December 22, 2023.
−Removed: First Amendment to Employment Agreement by and between Flooring Liquidators, Inc.
−Removed: and Stephen J.
−Removed: Kellogg, dated December 2 8, 2023.
−Removed: First Amendment to Employment Agreement between Live Ventures Incorporated and David Verret, effective October 1 , 202 3.
−Removed: Thir d Amendment to Employment Agreement, dated as of January 6, 2024 , by and between Precision Industries, Inc.
+Added: 10.128 Third Amendment to Employment Agreement, dated as of January 6, 2024, by and between Precision Industries, Inc.
and Thomas Sedlak.
+Added: 001-33937 10.128 02/08/24
+Added: 10.129 Cooperation Agreement, dated as of April 29, 2024, by and among Live Ventures Incorporated, a Nevada corporation, Isaac Capital Group LLC, a Delaware limited liability company, and LL Flooring Holdings, Inc., a Delaware corporation (filed as Exhibit 10.1).
+Added: 10.129 04/30/24
+Added: 10.130 * Third Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022, April 1, 2023 , dated January 11, 2024.
+Added: 10.131 * Loan Modification Agreement to Subordinated Promissory Note s , dated July 20, 2020 and January 18, 2023 , issued by Live Ventures Incorporated in favor of Spriggs Investments LLC , dated February 22, 2024 .
+Added: 10.132 * F irst Amendment of ARCA R ecycling, Inc.
+Added: Promissory Note issued in favor of Live Ventures Incorporated , dated May 24, 2023 , effective February 7, 2024.
+Added: 10.133 * N ote Purchase Agreement by and between Live Ventures Inco rporated and MSW Projects Limited, dated March 6, 2024.
31.1 * Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
14 unchanged sentences
Live Ventures Incorporated
−Removed: February 8, 2024
/s/ Jon Isaac
1 unchanged sentence
(Principal Executive Officer)
−Removed: February 8, 2024
/s/ David Verret
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.