LIVE VENTURES Inc 10-Q

ITEM 5. Other Information None. 40 ITEM 6. Exhibits The following exhibits are filed with or incorporated by reference into this Quarterly Report. 41 10.104 Employment Agreement between Live Ventures Incorporated and Wayne Ipsen, effective October 24, 2022 . 8-K 001-33937 10.104 10/28/22 10.105 Securities Purchase Agreement by and among Flooring Affiliated Holdings, LLC, Stephen J. Kellogg, the other equity holders of the Acquired Companies listed on Exhibit A thereto and, solely for the purposes of Section 3.4 thereof, Live Ventures Incorporated, dated January 18, 2023 . 8-K 001-33937 10.105 01/24/23 10.106 Employment Agreement by and between Flooring Liquidators, Inc. and Stephen J. Kellogg, dated January 18, 2023. 8-K 001-33937 10.106 01/24/23 10.107 Employment Agreement by and between Elite Builder Services, Inc. and Benjamin Rowe, dated January 18, 2023. 8-K 001-33937 10.107 01/24/23 10.108 Restricted Stock Unit Agreement between Live Ventures Incorporated and Benjamin Rowe, dated January 18, 2023. 8-K 001-33937 10.108 01/24/23 10.109 Subordinated Promissory Note dated January 18, 2023 issued by Flooring Affiliated Holdings, LLC in favor of (i) the Stephen J. Kellogg Revocable Trust Dated April 17, 2015, (ii) the Kaitlyn Kellogg 2022 Irrevocable Trust, (iii) the Augustus Kellogg 2022 Irrevocable Trust, and (iv) the Kellogg 2022 Family Irrevocable Nevada Trust. 8-K 001-33937 10.109 01/24/23 10.110 Subordinated Promissory Note dated January 18, 2023 issued by Flooring Affiliated Holdings, LLC in favor of Isaac Capital Group, LLC. 8-K 001-33937 10.110 01/24/23 10.111 Subordinated Promissory Note dated January 18, 2023 issued by Live Ventures Incorporated in favor of Spriggs Investments LLC. 8-K 001-33937 10.111 01/24/23 10.112 Loan and Security Agreement by and among Flooring Affiliated Holdings, LLC, Flooring Liquidators, Inc., Elite Builder Services, Inc., 7 Day Stone, Inc., K2L Leasing, LLC, SJ & K Equipment, Inc. and Eclipse Business Capital LLC, dated January 18, 2023. 8-K 001-33937 10.112 01/24/23 10.113 * Second Amendment to ICG Promissory Note dated April 9, 2020, and as Amended June 23, 2022, dated April 1, 2023 10.114 * First Amendment to ICG Unsecured Revolving Line of Credit dated April 9, 2020, dated April 1, 2023 31.1 * Certification of the President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 * Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 * Certification of the President and Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 * Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS * Inline XBRL Instance Document 101.SCH * Inline XBRL Taxonomy Extension Schema Document 101.CAL * Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF * Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB * Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE * Inline XBRL Taxonomy Extension Presentation Linkbase Document 42 104 Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) * Filed herewith 43 SIGNAT URES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Live Ventures Incorporated Dated: May 11, 2023 /s/ Jon Isaac President and Chief Executive Officer (Principal Executive Officer) Dated: May 11, 2023 /s/ David Verret Chief Financial Officer (Principal Financial Officer) 44