Other Information.
−Removed: None of the directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated any Rule 10b5-1 trading arrangement or any non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K) during the period covered by this Report.
+Added: Insider Trading Arrangements and Policies
+Added: No director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated any Rule 10b5-1 trading arrangement or any non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K) during the period covered by this Report except as follows:
+Added: On August 31, 2023 , Jeewat Bijlani , Executive Vice President, Chief Strategy Officer , entered into a Rule 10b5-1 written trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934 , as amended.
+Added: Bijlani’s trading arrangement covers the sale of up to 2,900 shares of Company common stock and the exercise and sale of up to 6,338 shares of Company common stock upon the exercise of incentive and non-qualified stock options from December 1, 2023 until July 31, 2024.
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Incorporated by reference to Exhibit 3.1 as filed by the Registrant within its current report on Form 8-K on December 20, 2022.
−Removed: – Employment Agreement by and between the Registrant and Anna Ransley dated July 31, 2023, effective July 31,2023.*†
−Removed: – Form of Change of Control Agreement by and between the Registrant and certain executive officers (including Anna Ransley).*†
−Removed: 10.3 – Quaker Chemical Corporation 2023 Director Stock Ownership Plan (incorporated by reference to Appendix A to the Registrant’s definitive proxy statement filed with the Commission on March 31, 2023 on Schedule 14A).
– Certification of Chief Executive Officer of the Company pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.*
13 unchanged sentences
** Furnished herewith.
−Removed: † Management contract or compensatory plan.
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QUAKER CHEMICAL CORPORATION
−Removed: August 1, 2023
−Removed: Hostetter, Senior Vice President, Chief Financial Officer (officer duly authorized on behalf of, and principal financial officer of, the Registrant)
+Added: November 2, 2023
+Added: Hostetter, Executive Vice President, Chief Financial Officer (officer duly authorized on behalf of, and principal financial officer of, the Registrant)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.