What changed in this filing

/stocks — the workspaceLOADING

Item 3. Legal Proceedings

2021-08-18 compared with 2020-08-19 · 47 added, 29 removed, 90 unchanged (46% of the section changed)

25 unchanged sentences

Valentine was named our Secretary.

In April 2021, Mr.

Valentine announced that he would voluntarily step down as Chief Financial Officer following the filing of this Report.

He will continue in his roles as Group President and Secretary and will also continue to serve as a Director of the Company.

Valentine served as our Executive Vice President Finance, Chief Financial Officer and Secretary from January 2001 to November 2006.

15 unchanged sentences

Sanfilippo was the General Manager of our Gustine, California facility beginning in October 1995, and from June 1992 to October 1995 he served as Assistant Treasurer and worked in our Financial Relations Department.

Sanfilippo is responsible for overseeing our plant operations.

Sanfilippo is responsible for overseeing our plant operations, as well as walnut and pecan procurement.

Valentine, Senior Technical Officer

14 unchanged sentences

, age 47 — Mr.

Pellegrino joined us in January 2007 as Director of Accounting and was appointed Corporate Controller in September 2007.

In January 2009, he was named Vice President Finance and Corporate Controller.

In August 2012, he was promoted to Senior Vice President, Finance.

In August 2016, he was appointed Treasurer.

Pellegrino has been employed by us since January 2007.

In August 2020, Mr.

Pellegrino was promoted to Executive Vice President, Finance and Administration.

Pellegrino will be appointed as Chief Financial Officer upon Mr.

Valentine stepping down as Chief Financial Officer (pursuant to his succession plan) following the filing of this Report.

Pellegrino served as our Senior Vice President, Finance from August 2012 to August 2020 and, in August 2016, he was appointed Treasurer.

Pellegrino served as Vice President Finance and Corporate Controller from January 2009 to August 2012.

He served as Corporate Controller from September 2007 to January 2009 and as Director of Accounting from January 2007 to September 2007.

Previously, Mr.

1 unchanged sentence

Grainger, a business-to-business

distributor, from June 2003 to January 2007.

Prior to that, he was a Manager in the Assurance Practice of PricewaterhouseCoopers LLP, where he was employed from 1996 to 2003.

Prior to that, he was a Manager in the Assurance Practice of PricewaterhouseCoopers LLP.

Pellegrino is responsible for our accounting, finance and treasury functions.

In January 2018 he became responsible for overseeing our information technology department and in June 2019 became responsible for overseeing our Customer Solutions department.

Christopher H.

Gardier, Senior Vice President, Consumer Sales

, age 60 — Mr.

Gardier joined us in May 2010 as Vice President, Consumer Sales.

In August 2012, Mr.

Gardier was promoted to Senior Vice President, Consumer Sales.

Previously, Mr.

Gardier was the Vice President Sales for the Snacks Division at The Hain Celestial Group, where he led a national sales team of eight regional managers selling natural and organic salty snack brands.

Prior to that, Mr.

Gardier was a Customer Vice President, Central Region at Pepperidge Farm for six years, where he led a team of independent biscuit and bakery distributors covering 13 Midwestern states.

Prior to that, Mr.

Gardier was a Director of National Accounts at Frito Lay for almost five years, where he led a sales and operations team responsible for the mass merchandising channel.

Gardier is responsible for leading our Consumer Sales efforts, including our Fisher

and Orchard Valley Harvest

RELATIONSHIPS AMONG CERTAIN DIRECTORS AND EXECUTIVE OFFICERS

6 unchanged sentences

Sanfilippo, executive officers and directors of the Company, and James J.

Sanfilippo, a director of the Company.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, directors of the Company.

Valentine, Chief Financial Officer, Group President and Secretary and a director of the Company, is (i) the son of Mathias A.

2 unchanged sentences

Sanfilippo, Jr., Jeffrey T.

Sanfilippo and James J.

Sanfilippo, James J.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, Chief Executive Officer and a director of the Company, is (i) the brother of Jasper B.

Sanfilippo, Jr.

Sanfilippo, Jr., James J.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, (ii) the nephew of Mathias A.

2 unchanged sentences

Sanfilippo, Jr., Chief Operating Officer, President and a director of the Company, is (i) the brother of Jeffrey T.

Sanfilippo and James J.

Sanfilippo, James J.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, (ii) the nephew of Mathias A.

1 unchanged sentence

Valentine and James A.

Sanfilippo, a director of the Company, is (i) the brother of Jeffrey T.

Sanfilippo and Jasper B.

Sanfilippo, Jr., (ii) the nephew of Mathias A.

Sanfilippo, a director of the Company, is (i) the brother of Jasper B.

Sanfilippo, Jr., Jeffrey T.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, (ii) the nephew of Mathias A.

Valentine and (iii) the cousin of Michael J.

4 unchanged sentences

Sanfilippo, Jr., Jeffrey T.

Sanfilippo and James J.

Sanfilippo, James J.

Sanfilippo, John E.

Sanfilippo and Lisa A.

Sanfilippo, a director of the Company, is (i) the brother of Jasper B.

Sanfilippo, Jr., Jeffrey T.

Sanfilippo, James J.

Sanfilippo and Lisa A.

Sanfilippo, (ii) the nephew of Mathias A.

Valentine and (iii) the cousin of Michael J.

Valentine and James A.

Sanfilippo, a director of the Company, is (i) the sister of Jasper B.

Sanfilippo, Jr., Jeffrey T.

Sanfilippo, James J.

Sanfilippo and John E.

Sanfilippo, (ii) the niece of Mathias A.

Valentine and (iii) the cousin of Michael J.

Valentine and James A.

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 3. Legal Proceedings