What changed in this filing

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Item 1A. Risk Factors

2021-01-27 compared with 2020-10-28 · 18 added, 52 removed, 42 unchanged (63% of the section changed)

3 unchanged sentences

There were no significant changes to the risk factors identified on the Form 10-K

for the fiscal year ended June 25, 2020 during the first quarter of fiscal 2021.

for the fiscal year ended June 25, 2020 during the second quarter of fiscal 2021.

See Part I, Item 2 — “Management’s Discussion and Analysis of Financial Condition and Results of Operations — Liquidity and Capital Resources” in this Form 10-Q,

4 unchanged sentences

(Pursuant to Item 601 of Regulation S-K)

Restated Certificate of Incorporation of the Company (incorporated by reference from Exhibit 3.1 to the Form 10-Q

for the quarter ended March 24, 2005)

https://www.sec.gov/Archives/edgar/data/880117/000088011705000010/exhibit3.txt

Amended and Restated Bylaws of the Company (incorporated by reference from Exhibit 3.2 to the Form 10-K

for the fiscal year ended June 25, 2015)

https://www.sec.gov/Archives/edgar/data/880117/000119312515298303/d110976dex32.htm

Restated Certificate of Incorporation of the Company (incorporated by reference from Exhibit 3.1 to the Form 10-Q for the quarter ended March 24, 2005)

Amended and Restated Bylaws of the Company (incorporated by reference from Exhibit 3.2 to the Form 10-K for the fiscal year ended June 25, 2015)

Amended and Restated John B.

1 unchanged sentence

Split-Dollar Insurance Agreement Number Two among Michael J.

Valentine, as trustee of the Valentine Life Insurance Trust, Mathias Valentine, Mary Valentine and the Company, dated December 31, 2003 (incorporated by reference from Exhibit 10.35 to the Form 10-Q

for the quarter ended December 25, 2003)

https://www.sec.gov/Archives/edgar/data/880117/000095013404000734/c82327exv10w35.txt

Valentine, as trustee of the Valentine Life Insurance Trust, Mathias Valentine, Mary Valentine and the Company, dated December 31, 2003 (incorporated by reference from Exhibit 10.35 to the Form 10-Q for the quarter ended December 25, 2003)

Amendment, dated February 12, 2004, to Amended and Restated John B.

1 unchanged sentence

Split-Dollar Insurance Agreement Number Two among Michael J.

Valentine, as trustee of the Valentine Life Insurance Trust, Mathias Valentine, Mary Valentine and the Company, dated December 31, 2003 (incorporated by reference from Exhibit 10.47 to the Form 10-Q

for the quarter ended March 25, 2004)

https://www.sec.gov/Archives/edgar/data/880117/000088011704000018/exhibit1047.txt

Restated Supplemental Retirement Plan (incorporated by reference from Exhibit 10.16 to the Form 10-K

for the fiscal year ended June 28, 2007)

https://www.sec.gov/Archives/edgar/data/880117/000095013707014005/c18246exv10w16.htm

Form of Indemnification Agreement (incorporated by reference from Exhibit 10.01 to the Form 8-K

filed on May 5, 2009)

https://www.sec.gov/Archives/edgar/data/880117/000095013709003593/c51080exv10w01.htm

2014 Omnibus Incentive Plan (incorporated by reference from Exhibit 4.1 to the Registration Statement on Form S-8

filed on October 28, 2014)

https://www.sec.gov/Archives/edgar/data/880117/000119312514385024/d810070dex41.htm

Valentine, as trustee of the Valentine Life Insurance Trust, Mathias Valentine, Mary Valentine and the Company, dated December 31, 2003 (incorporated by reference from Exhibit 10.47 to the Form 10-Q for the quarter ended March 25, 2004)

Restated Supplemental Retirement Plan (incorporated by reference from Exhibit 10.16 to the Form 10-K for the fiscal year ended June 28, 2007)

Form of Indemnification Agreement (incorporated by reference from Exhibit 10.01 to the Form 8-K filed on May 5, 2009)

2014 Omnibus Incentive Plan (incorporated by reference from Exhibit 4.1 to the Registration Statement on Form S-8 filed on October 28, 2014)

Amendment No.

1 to the 2014 Omnibus Incentive Plan (incorporated by reference from Exhibit 10.12 to the Form 10-K

for the year ended June 30, 2016)

https://www.sec.gov/Archives/edgar/data/880117/000119312516689942/d217852dex1012.htm

Form of Non-Employee

Director Restricted Stock Unit Award Agreement (non-deferral)

under 2014 Omnibus Plan (fiscal 2017, 2018, 2019 and 2020 awards cycle) (incorporated by reference from Exhibit 10.38 to the Form 10-Q

for the quarter ended December 24, 2015)

https://www.sec.gov/Archives/edgar/data/880117/000119312516441870/d119129dex1038.htm

Form of Non-Employee

Director Restricted Stock Unit Award Agreement (deferral) under 2014 Omnibus Plan (fiscal 2017, 2018, 2019 and 2020 awards cycle) (incorporated by reference from Exhibit 10.39 to the Form 10-Q

for the quarter ended December 24, 2015)

https://www.sec.gov/Archives/edgar/data/880117/000119312516441870/d119129dex1039.htm

Form of Employee Restricted Stock Unit Award Agreement under 2014 Omnibus Plan (fiscal 2017 awards cycle) (incorporated by reference from Exhibit 10.19 to the Form 10-Q

for the quarter ended December 29, 2016) https://www.sec.gov/Archives/edgar/data/880117/000119312517027474/d323255dex1019.htm

Form of Employee Restricted Stock Unit Award Agreement under 2014 Omnibus Plan (fiscal 2018, 2019 and 2020 awards cycle) (incorporated by reference from Exhibit 10.20 to the Form 10-Q

for the quarter ended December 28, 2017)

https://www.sec.gov/Archives/edgar/data/880117/000119312518032207/d516665dex1020.htm

Amended and Restated Sanfilippo Value Added Plan, dated August 20, 2015 (incorporated by reference from Exhibit 10.11 to the Form 10-K

for the year ended June 25, 2015)

https://www.sec.gov/Archives/edgar/data/880117/000119312515298303/d110976dex1011.htm

1 to the 2014 Omnibus Incentive Plan (incorporated by reference from Exhibit 10.12 to the Form 10-K for the year ended June 30, 2016)

Form of Non-Employee Director Restricted Stock Unit Award Agreement (non-deferral) under 2014 Omnibus Plan (fiscal 2018, 2019, 2020 and 2021 awards cycle) (incorporated by reference from Exhibit 10.38 to the Form 10-Q for the quarter ended December 24, 2015)

Form of Non-Employee Director Restricted Stock Unit Award Agreement (deferral) under 2014 Omnibus Plan (fiscal 2020 and 2021 awards cycle) (incorporated by reference from Exhibit 10.39 to the Form 10-Q for the quarter ended December 24, 2015)

Form of Employee Restricted Stock Unit Award Agreement under 2014 Omnibus Plan (fiscal 2018, 2019 and 2020 awards cycle) (incorporated by reference from Exhibit 10.20 to the Form 10-Q for the quarter ended December 28, 2017)

Form of Employee Restricted Stock Unit Award Agreement under 2014 Omnibus Plan (fiscal 2021 awards cycle)

Amended and Restated Sanfilippo Value Added Plan, dated August 20, 2015 (incorporated by reference from Exhibit 10.11 to the Form 10-K for the year ended June 25, 2015)

Amended and restated Credit Agreement dated as of March 5, 2020, by and among John B.

Sanfilippo & Son, Inc., Wells Fargo Capital Finance, LLC (f/k/a WFF), as a lender and the administrative agent, and Southwest Georgia Farm Credit, ACA, as a lender.

(incorporated by reference from Exhibit 10.1 to the Form 8-K

filed on March 11, 2020)

https://www.sec.gov/Archives/edgar/data/880117/000119312520070312/d767975dex101.htm

(incorporated by reference from Exhibit 10.1 to the Form 8-K filed on March 11, 2020)

Employment agreement, dated as of November 30, 2017, by and between the Company and J.

Brent Meyer (incorporated by reference from Exhibit 10.36 to the Form 10-Q

for the quarter ended December 28, 2017)

https://www.sec.gov/Archives/edgar/data/880117/000119312518032207/d516665dex1036.htm

Brent Meyer (incorporated by reference from Exhibit 10.36 to the Form 10-Q for the quarter ended December 28, 2017)

Separation Agreement, dated as of December 10, 2019, by and between the Company and J.

Brent Meyer (incorporated by reference from Exhibit 10.29 to the Form 10-Q

for the quarter ended December 26, 2019)

https://www.sec.gov/Archives/edgar/data/880117/000119312520019640/d874511dex1029.htm

Brent Meyer (incorporated by reference from Exhibit 10.29 to the Form 10-Q for the quarter ended December 26, 2019)

Certification of Jeffrey T.

16 unchanged sentences

Indicates a management contract or compensatory plan or arrangement.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized on October 28, 2020.

SANFILIPPO & SON, INC.

2 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 1A. Risk Factors