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Director and Officer Trading Arrangements
−Removed: During the three months ended June 30, 2025 , none of our directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended September 30, 2025 , none of our directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
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333-267643), filed with the Securities and Exchange Commission on September 28, 2022).
−Removed: Loan and Security Agreement, dated April 18, 2025, between the Company and Silicon Valley Bank, a Division of First-Citizens Bank & Trust Company (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (File No.
−Removed: 001-40703), filed with the Securities and Exchange Commission on April 21, 2025).
+Added: Form of Pre-Funded Warrant to Purchase Common Stock (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K (File No.
+Added: 001-40703), filed with the Securities and Exchange Commission on August 22, 2025).
Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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Such certification will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent specifically incorporated by reference into such filing.
−Removed: Certain portions of this exhibit (indicated by asterisks) have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
INVIVYD, INC.
−Removed: August 14, 2025
+Added: November 6, 2025
/s/ William Duke, Jr.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.