1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers.
−Removed: During the three months ended March 29, 2025, the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the three months ended June 28, 2025 , the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
Incorporated by Reference
1 unchanged sentence
Filed Herewith
−Removed: Certificate of Designation, Preferences and Rights of Series B Preferred Stock of Registrant, filed with the Secretary of State of the State of Delaware, March 18, 2025.
−Removed: March 20, 2025
−Removed: Investor Rights Agreement, dated March 19, 2025, by and between the Registrant and Novel Inspiration International Co., Ltd.
−Removed: March 20, 2025
−Removed: Securities Purchase Agreement, dated March 19, 2025 by and
−Removed: between the Registrant and Novel Inspiration International Co., Ltd.
−Removed: March 20, 2025
−Removed: Note Purchase Agreement, dated March 19, 2025, by and
−Removed: between the Registrant and Novel Inspiration International Co., Ltd.
−Removed: March 20, 2025
−Removed: Form of Convertible Promissory Note, dated March 19, 2025,
−Removed: by and between the registrant and Novel Inspiration International Co., Ltd.
−Removed: March 20, 2025
−Removed: Convertible Promissory Note, dated March 19, 2025, by and
−Removed: between the registrant and Novel Inspiration International Co., Ltd.
−Removed: March 20, 2025
−Removed: Offer Letter between the Registrant and Mr.
−Removed: March 20, 2025
−Removed: Change in Control Severance Agreement between the
−Removed: Registrant and Mr.
−Removed: March 20, 2025
+Added: Amended and Restated Certificate of Incorporation filed on June 11, 2025.
+Added: June 13, 2025
+Added: Amendment No.
+Added: 1 to Investor Rights Agreement, by and between the Registrant and Novel Inspiration International Co., Ltd., executed on May 20, 2025.
+Added: IRIDEX Corporation 2008 Equity Incentive Plan, as amended.
+Added: June 13, 2025
Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
IRIDEX Corporation
+Added: August 12, 2025
/s/ PATRICK MERCER
2 unchanged sentences
(Principal Executive Officer)
+Added: August 12, 2025
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.