1 unchanged sentence
Securities Trading Plans of Directors and Executive Officers.
−Removed: During the three months ended June 29, 2024, the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
+Added: During the three months ended September 28, 2024, the Company did not adopt or terminate , and no directors or officers, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.
Exhibit Title
+Added: Senior Convertible Promissory Note, dated August 7, 2024, by and between the Registrant and Lind Global Asset Management IX LLC.
Certification of Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
14 unchanged sentences
IRIDEX Corporation
−Removed: August 8, 2024
+Added: November 12, 2024
+Added: /s/ PATRICK MERCER
+Added: Patrick Mercer
Chief Executive Officer
(Principal Executive Officer)
−Removed: August 8, 2024
+Added: November 12, 2024
/s/ FUAD AHMAD
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.