Other Information
−Removed: Exhibit Index
−Removed: Certificate of Amendment to Certificate of Incorporation dated July 8, 2010, as filed and recorded with the Secretary of State of the State of Delaware on July 12,
−Removed: Form of Series A Warrants to Securities Purchase Agreement dated as of July 8, 2010.
−Removed: (Incorporated by reference to Exhibit 4.1 to Form 8-K/A filed on July 9, 2010.)
−Removed: Form of Series B Warrants to Securities Purchase Agreement dated as of July 8, 2010.
−Removed: (Incorporated by reference to Exhibit 4.2 to Form 8-K filed on July 8, 2010.)
−Removed: Limited Liability Company Agreement for Verdant Ventures Advisors, LLC dated April 14, 2010 by among Verdant Ventures Managers, LLC, Silicon Prairie Partners, LLC and UTEK
−Removed: (Incorporated by reference to Exhibit 10.1 to Form 10-Q filed on August 10, 2010.)
−Removed: Securities Purchase Agreement dated July 8, 2010 by and among UTEK Corporation and three institutional investors.
−Removed: (Incorporated by reference to Exhibit 10.1 to the Companys
−Removed: Form 8-K filed on July 8, 2010.)
−Removed: Form of Amendment to Securities Purchase Agreement.
−Removed: (Incorporated by reference to Exhibit 10.2 to the Companys Form 8-K/A filed on July 9, 2010.)
−Removed: Innovaro Amended and Restated Employee Stock Option Plan.
−Removed: (Incorporated by reference to Exhibit A filed with the Companys Proxy Statement filed on April 16,
−Removed: Innovaro Restricted Stock Plan.
−Removed: (Incorporated by reference to Exhibit B filed with the Companys Proxy Statement filed on April 16, 2010.)
−Removed: Separation Agreement and Release between Innovaro, Inc.
−Removed: and Doug Schaedler dated August 23, 2010.
−Removed: Consulting Agreement between Innovaro, Inc.
−Removed: and Asa Lanum of The CTO Group dated August 13, 2010.
+Added: The following exhibits are filed with this report on Form 10-Q:
+Added: Employment Offer Letter for Chief Executive Officer position between Innovaro, Inc.
+Added: and Asa Lanum dated April 18, 2011.
Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
−Removed: Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 USC.
+Added: Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
Section 1350.
−Removed: Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 USC.
+Added: Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
Section 1350.
−Removed: Filed Herewith.
−Removed: Page 32 of 37
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
INNOVARO, INC.
−Removed: November 12, 2010
/s/ Asa Lanum
Chief Executive Officer
−Removed: November 12, 2010
/s/ Carole R.
Chief Financial Officer
−Removed: Page 33 of 37
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.