Item 5. Other Information
ITEM 5.
Other Information
The disclosure set
forth below is provided in lieu of a separate Form 8-K filing.
On August 8, 2012, Bruce Lucas, a member of our Board of Directors,
notified us that he was resigning from our Board of Directors effective immediately. On August 9, 2012, Charlie Pope, the Chairman of our Board of Directors, notified us that he was resigning from our Board of Directors effective immediately.
Each director confirmed that his resignation was not a result of any disagreement with us with respect to our policies, operations or practices.
ITEM 6.
Exhibits
The following exhibits are
filed with this report on Form 10-Q:
4.1
Form of Series A Warrant. (Incorporated by reference to Exhibit 4.1 to Form 8-K filed on June 26, 2012.)
10.1
Securities Purchase Agreement by and among Innovaro, Inc. and Mark Berset and Bruce Lucas dated as of June 20, 2012. (Incorporated by reference to Exhibit 10.1 to Form 8-K filed
on June 26, 2012.)
31.1
Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
31.2
Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
32.1
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350.
32.2
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase
101.DEF*
XBRL Taxonomy Extension Definition Linkbase
101.LAB*
XBRL Taxonomy Extension Label Linkbase
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase
*
Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11
or 12 of the Securities Act of 1933 or Section 18 of the Securities Exchange Act of 1934 and otherwise are not subject to liability.
Page 24 of 29
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
INNOVARO, INC.
(Registrant)
Date: August 14, 2012
/s/ Asa Lanum
Asa Lanum
Chief Executive Officer
Date: August 14, 2012
/s/ Carole R. Wright
Carole R. Wright, CPA
Chief Financial Officer
Page 25 of 29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.