Innovaro, Inc. 10-Q

ITEM 2. Unregistered Sales of Equity Securities and Use of Proceeds Not Applicable ITEM 3. Defaults Upon Senior Securities Not Applicable ITEM 4. Submission of Matters to a Vote of Security Holders The Company submitted the following matters to a shareholder vote on July 16, 2009. 1. Election of Directors: Director For Withheld Douglas Schaedler 11,297,288 133,620 Sam Reiber, J.D. 11,353,259 77,649 Kwabena Gyimah-Brempong, Ph.D. 10,213,817 1,217,091 Holly Callen Hamilton 10,989,586 441,322 Keith Witter, J.D. 11,074,190 356,718 John J. Micek, J.D. 11,246,750 184,158 Francis Maude 9,217,453 2,213,455 2. Ratification of the selection of Pender Newkirk & Company LLP: For Against Abstain 10,442,334 970,538 18,036 3. Approval to amend the Company’s Amended and Restated Employee Stock Option Plan to increase the number of shares of common stock authorized for issuance under the Plan: For Against Abstain Broker Non-Votes 5,105,138 1,310,861 20,040 4,994,869 4. Approval to de-list the Company’s common stock from the Alternative Investment Market of the London Stock Exchange: For Against Abstain Broker Non-Votes 6,376,906 41,953 17,180 4,994,869 Page 42 of 44 Table of Contents 5. Approval to authorize the Board of Directors of the Company to withdraw the Company’s election to be treated as a business development company under the Investment Company Act of 1940: For Against Abstain Broker Non-Votes 6,333,903 39,131 63,005 4,994,869 6. Approval of any adjournment of the Annual Meeting of Stockholders, if necessary or appropriate, to solicit additional proxies in favor of any or all of the foregoing proposals if there are not sufficient votes for these proposals: For Against Abstain 9,686,091 1,715,299 29,518 There were no broker non-votes for proposal nos. 1 and 2. All matters were approved by the shareholders.