Item 5. Other Information
Item 5.
Other Information.
None .
Item 6.
Exhibits.
Incorporation by Reference
Exhibit Number
Description
Schedule/
Form
File Number
Exhibit
Filing Date
3.1
Articles of Association of Immunocore Holdings plc
20-F
001-39992
1.1
March 25, 2021
4.1
Indenture, dated as of February 2, 2024, by and between the Company and U.S. Bank Trust Company,
National Association, as Trustee.
8-K
001-39992
4.1
February 2, 2024
4.2
Form of Global Note, representing the Company’s 2.50% Convertible Senior Notes due 2030 (included as Exhibit A to the Indenture filed as Exhibit
4.1).
8-K
001-39992
4.2
February 2, 2024
31.1*
Certification by the Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification by the Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification by the Principal Executive Officer and the Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS*
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
25
Table of Contents
101.SCH*
Inline XBRL Taxonomy Extension Schema Document.
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB*
Inline XBRL Taxonomy Extension Labels Linkbase Document.
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
*
Filed herewith.
**
This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing
under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
26
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IMMUNOCORE HOLDINGS PLC
Date:
May 8, 2024
By:
/s/ Bahija Jallal
Name
Bahija Jallal, Ph.D.
Title:
Chief Executive Officer
(On Behalf of the Registrant and as Principal Executive Officer)
Date:
May 8, 2024
By:
/s/ Brian Di Donato
Name
Brian Di Donato
Title:
Chief Financial Officer
(Principal Financial Officer)
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.