47 unchanged sentences
The information required by this item is incorporated herein by reference to the Proxy Statement for the 2025 annual meeting of the stockholders, which will be filed with the SEC within 120 days after the end of the fiscal year ended September 30, 2024.
+Added: Code of Conduct
We have adopted a Corporate Code of Conduct that applies to all of our directors, officers and employees.
4 unchanged sentences
We intend to disclose any amendments to our Corporate Code of Conduct and any waiver from a provision of our code, as required by the SEC, on our website.
+Added: Insider Trading Arrangements and Policies
+Added: We have adopted an Insider Trading Policy governing transactions in our securities by our directors, officers and employees, as well as by the Company itself, that we believe is reasonably designed to promote compliance with insider trading laws, rules and regulations and Nasdaq listing standards.
+Added: The foregoing summary of the Insider Trading Policy does not purport to be complete and is qualified in its entirety by reference to the full text of the Insider Trading Policy attached hereto as Exhibit 19.1.
Executive Compensation
16 unchanged sentences
Exhibit Filing Date
+Added: Securities Purchase Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, i3 Holdings Sub, Inc., Payroc Buyer, LLC, Payroc WorldAccess, LLC, solely for purposes of certain terms set forth therein, and i3 Verticals, Inc., solely for purposes of certain terms set forth therein.
+Added: 8-K 001-38532 2.1 6/26/24
Amended and Restated Certificate of Incorporation of i3 Verticals, Inc.
18 unchanged sentences
8-K 001-38532 10.3 6/25/18
−Removed: Plan Administration Agreement, dated June 25, 2018, by and between i3 Verticals, Inc.
−Removed: and i3 Verticals, LLC
−Removed: 8-K 001-38532 10.4 6/25/18
−Removed: i3 Verticals, LLC Amended & Restated Equity Incentive Plan, dated November 29, 2016
−Removed: S-1 333-225214 10.21 5/25/18
−Removed: First Amendment to i3 Verticals, LLC Amended & Restated Equity Incentive Plan, dated October 31, 2017
−Removed: S-1 333-225214 10.22 5/25/18
−Removed: Second Amendment to i3 Verticals, LLC Amended & Restated Equity Incentive Plan, dated May 7, 2018
−Removed: S-1 333-225214 10.23 5/25/18
2018 Equity Incentive Plan
2 unchanged sentences
S-1 333-225214 10.25 5/25/18
+Added: Form of Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan
Form of Stock Option Award Agreement under 2018 Equity Incentive Plan
19 unchanged sentences
8-K 001-38532 10.2 9/9/20
+Added: Form of Restricted Stock Unit Award Agreement under i3 Verticals, Inc.
+Added: 2020 Acquisition Equity Incentive Plan
Form of Stock Option Award Agreement under 2020 Acquisition Equity Incentive Plan
3 unchanged sentences
8-K 001-38532 10.1 5/10/21
−Removed: Sales Agreement by an among i3 Verticals, Inc., i3 Verticals, LLC and Raymond James & Associates, Inc., Morgan Stanley & Co.
−Removed: LLC and BTIG, LLC, dated as of August 20, 2021
−Removed: S-3 333-258950 1.2 8/20/21
−Removed: Amendment No.
−Removed: 1 to Sales Agreement by and among i3 Verticals, Inc., i3 Verticals, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co, LLC and BTIG, LLC, dated as of November 22, 2021
−Removed: POSAM 333-258950 1.3 11/22/21
Form of Performance-based Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan
4 unchanged sentences
10-Q 001-38532 10.1 5/10/23
+Added: First Amendment to Credit Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, the guarantors and lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent
+Added: 8-K 001-38532 10.1 6/26/24
Security and Pledge Agreement, dated as of May 8, 2023, among i3 Verticals, LLC, the obligor parties thereto and JPMorgan Chase Bank, N.A., as administrative agent
10-Q 001-38532 10.2 5/10/23
+Added: Insider Trading Policy of i3 Verticals, Inc.
List of subsidiaries of i3 Verticals, Inc.
33 unchanged sentences
Gregory Daily (Principal Executive Officer)
−Removed: /s/ Clay Whitson Chief Financial Officer and Director November 22, 2023
−Removed: Clay Whitson (Principal Financial Officer)
−Removed: /s/ Geoff Smith Senior Vice President of Finance November 22, 2023
−Removed: Geoff Smith (Principal Accounting Officer)
+Added: /s/ Clay Whitson Chief Strategy Officer and Director November 25, 2024
+Added: /s/ Geoff Smith Chief Financial Officer November 25, 2024
+Added: Geoff Smith (Principal Financial Officer and Principal Accounting Officer)
/s/ Elizabeth Seigenthaler Courtney Director November 25, 2024
11 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.