Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Trading Plans
On February 26, 2026 , Greg Swyt , Chief Financial Officer , entered into a 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act. The trading arrangement provides for the potential sale of an aggregate of up to 63,273 of ordinary shares, consisting of sellable shares, vesting restricted stock units, and vesting performance shares. The actual amount of which may be less based on tax withholdings and the achievement of performance, market, and service conditions. These shares were granted to Mr. Swyt under our 2016 and 2025 Omnibus Incentive Plans. The trading arrangement will expire on April 30, 2027 , and may be terminated earlier in the limited circumstances defined in the trading arrangement.
On March 5, 2026 , Philip Barros , Chief Executive Officer and a director of the Company, entered into a 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act. The trading arrangement provides for the potential sale of an aggregate of up to 74,239 of ordinary shares, consisting of sellable shares, vested stock options, vesting restricted stock units, and vesting performance shares. The actual amount of which may be less based on tax withholdings and the achievement of performance, market, and service conditions. These shares were granted to Mr. Barros under our 2016 and 2025 Omnibus Incentive Plans. The trading arrangement will expire on March 31, 2027 , and may be terminated earlier in the limited circumstances defined in the trading arrangement.
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ITEM 6. EXHIBITS
Exhibit
Number
Description
31.1*
Certification of Principal Executive Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002.
31.2*
Certification of Principal Financial Officer Pursuant to Rules 13a‑14(a) and 15d‑14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002.
32.1**
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002.
32.2**
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002.
101.INS* Inline XBRL Instance Document
101.SCH* Inline XBRL Taxonomy Extension Schema Document
101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101)
* Filed herewith.
** Furnished herewith and not filed.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ICHOR HOLDINGS, LTD.
Date: May 5, 2026
By: /s/ Philip Barros
Philip Barros
Chief Executive Officer
(Principal Executive Officer)
Date: May 5, 2026
By: /s/ Greg Swyt
Greg Swyt
Chief Financial Officer
(Principal Accounting and Financial Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.