HYPERION DEFI, INC. 10-Q

Item 5. Other Information. None. 22 Item 6. Exhibits. Exhibit Incorporated by Reference (Unless Otherwise Indicated) Number Exhibit Description Form File No. Exhibit Filing Date 10.1# Amendment to Executive Employment Agreement, dated February 1, 2021, by and between the Company and Michael M. Rowe 8-K 001-38365 10.1 February 3, 2021 31.1 Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 — — — Filed herewith 31.2 Certification of the Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 — — — Filed herewith 32.1 Certification of the Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 — — — Filed herewith 32.2 Certification of the Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 — — — Filed herewith 101 Interactive data files pursuant to Rule 405 of Regulation S-T: (i) Condensed Balance Sheets as of March 31, 2021 and December 31, 2020; (ii) Condensed Statements of Operations for the Three Months Ended March 31, 2021 and 2020; (iii) Condensed Statements of Changes in Stockholders’ Equity for the Three Months Ended March 31, 2021 and 2020; Condensed Statements of Cash Flows for the Three Months Ended March 31, 2021 and 2020; and (iv) Notes to Condensed Financial Statements — — — Filed herewith. # Management contract or other compensatory plan. 23 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. EYENOVIA, INC. Date: May 14, 2021 By: /s/ John Gandolfo John Gandolfo Chief Financial Officer (Principal Financial and Accounting Officer) 24