Item 5 Other Information
+Added: None of the Company’s directors or officers (as defined in Rule 16a-1(f) promulgated under the Securities Exchange Act of 1934) adopted , modified, or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as each term is defined in Item 408 of Regulation S-K) during the Company’s fiscal quarter ended June 30, 2023.
Item 6 Exhibits
1 unchanged sentence
Number* Description of Exhibits
−Removed: 10.1** Hyster-Yale Materials Handling, Inc.
−Removed: and Subsidiaries Director Fee Policy (Amended Effective as of January 1, 2023)
−Removed: 31(i)(1) Certification of Alfred M.
+Added: 10.1 First Amendment to Second Amended and Restated Loan, Security and Guaranty Agreement, dated as of May 25, 2023, among Hyster-Yale Materials Handling, Inc., Bolzoni Auramo, Inc.
+Added: and Hyster-Yale Group, Inc., as U.S.
+Added: Borrowers, Hyster-Yale Nederland B.V., as the Dutch Borrower, and Hyster-Yale UK Limited, as the UK Borrower, certain Persons party thereto from time to time as Guarantors, certain financial institutions, as Lenders, and Bank of America, N.A., as Administrative Agent and Security Trustee
+Added: 10.2 Conforming Changes Amendment, dated as of June 23, 2023, by Bank of America, N.A., as administrative agent
+Added: 10.3** Non-Employee Directors' Equity Compensation Plan (Amended and Restated Effective May 9, 2023) (incorporated herein by reference to Appendix A to the Company's Definitive Proxy Statement on Schedule 14A (Commission File No.
+Added: 000-54799), filed March 29, 2023)
+Added: 31(i)(1) Certification of Rajiv K.
pursuant to Rule 13a-14(a)/15d-14(a) of the Exchange Act
2 unchanged sentences
32 Certifications pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed and dated by Alfred M.
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed and dated by Rajiv K.
+Added: Prasad and Scott A.
101.INS Inline XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
10 unchanged sentences
Hyster-Yale Materials Handling, Inc.
−Removed: May 2, 2023 /s/ Jennifer M.
+Added: August 1, 2023 /s/ Jennifer M.
Vice President, Controller and Chief Accounting Officer (principal accounting officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.