Other Information
−Removed: Commercial Alliance Agreement between Eyepoint Pharmaceuticals, Inc.
−Removed: and ImprimisRx, LLC dated August 1, 2020.
+Added: Pharmaceuticals MAY-66 License Termination
+Added: May 10, 2021, Mayfield terminated the License Agreement (the “TGV License”) with TGV-Health, LLC and affiliated entities
+Added: (collectively, “TGV”), pursuant to which it acquired intellectual property rights for use in the women’s health field,
+Added: related to Mayfield’s proprietary drug candidate MAY-66.
+Added: Concurrent with the termination, TGV returned to Mayfield 300,000 shares
+Added: of Mayfield’s common stock, constituting all of the equity held by TGV.
+Added: Mayfield has no outstanding or remaining obligations under
+Added: the TGV License.
+Added: Pharmaceuticals MAY-44 APA Termination
+Added: May 10, 2021, Mayfield and Harrow terminated their asset purchase agreement dated January 2020 for intellectual property rights
+Added: associated with Mayfield’s drug candidate MAY-44 with Elle Pharmaceutical LLC (the “MAY-44 APA”).
+Added: the termination, Mayfield re-acquired 350,000 shares of its common stock from Elle for $350.
+Added: Mayfield has no outstanding
+Added: or remaining obligations related to the MAY-44 APA.
+Added: License Termination
+Added: May 10, 2021, Stowe terminated the License Agreement (the “Stowe License”) with TGV, pursuant to which it acquired intellectual
+Added: property rights for use in the ophthalmic field, related to Stowe’s proprietary drug candidate STE-006.
+Added: Concurrent with the termination,
+Added: TGV returned to Stowe 1,750,000 shares of Stowe’s common stock, constituting all of the equity held by TGV.
+Added: Stowe has no outstanding
+Added: or remaining obligations under the Stowe License.
+Added: Certificate of Designation designating the Series B Cumulative Preferred Stock of the Company (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K of the Company filed with the SEC on May 5, 2021).
+Added: Indenture, dated as of April 20, 2021, by and between the Company and U.S.
+Added: Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.1 to the Current Report on Form 8-K of the Company filed with the SEC on April 20, 2021).
+Added: First Supplemental Indenture, dated as of April 20, 2021, by and between the Company and U.S.
+Added: Bank National Association, as Trustee (incorporated herein by reference to Exhibit 4.2 to the Current Report on Form 8-K of the Company filed with the SEC on April 20, 2021).
+Added: Form of 8.625% Senior Note due 2026 (included in Exhibit 4.2).
+Added: Securities Purchase Agreement, dated as of May 5, 2021, by and between the Company and B.
+Added: Riley Securities, Inc.
+Added: (incorporated herein by reference to Exhibit 10.1 to the Current Report on Form 8-K of the Company filed with the SEC on May 5, 2021).
Certification of Mark L.
6 unchanged sentences
Boll, principal financial and accounting officer.
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded
−Removed: within the Inline XBRL document.
+Added: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
+Added: the Inline XBRL document.
XBRL Taxonomy Extension Schema Document
3 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2020, has been formatted
−Removed: in Inline XBRL.
−Removed: Portions of this exhibit have been omitted in compliance with item
−Removed: 601 of Regulation S-K
−Removed: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
−Removed: by the undersigned, thereunto duly authorized.
−Removed: November 9, 2020
+Added: cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021, has been formatted in Inline
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned, thereunto duly authorized.
Executive Officer and Director
Executive Officer)
−Removed: Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Financial Officer (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.