Item 5. Other Information
Item 5. Other Information
On November 13, 2020, the Company entered into an amended and restated warrant agreement with Continental Stock Transfer & Trust Company,
which amended and restated the warrant agreement entered into in connection with the Public Offering to conform the description of the
warrants to the Prospectus.
Item 6. Exhibits.
Exhibit No.
Description
3.1
Second Amended and Restated Certificate of Incorporation. (2)
3.2
By-Laws (1)
4.1
Warrant Agreement, dated October 8, 2020, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent. (2)
4.2
*
Amended and Restated Warrant Agreement, dated November 13, 2020, by and between the Company and Continental Stock Transfer & Trust
Company, as warrant agent.
10.1
Insider Letter, dated October 8, 2020, by and among the Company, its officers, its directors, TJF, LLC and Jefferies Financial Group Inc. (2)
10.2
Investment Management Trust Agreement, dated October 8, 2020, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. (2)
10.3
Registration Rights Agreement, dated October 8, 2020, by and among the Company, TJF, LLC and Jefferies Financial Group Inc. (2)
10.4
Private Placement Warrants Purchase Agreement, dated October 8, 2020, by and among the Company, TJF, LLC and Jefferies Financial Group Inc. (2)
10.5
Administrative Support Agreement, dated October 8, 2020, by and among the Company and Fertitta Entertainment, Inc. (2)
10.6
Membership Subscription Agreement, dated August 24, 2020, between Automalyst LLC and TJF, LLC. (1)
31.1
*
Certification
of the Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).
31.2
*
Certification
of the Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).
32.1
**
Certification
of the Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.
32.2
**
Certification
of the Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.
101.INS
XBRL Instance Document
101.SCH
XBRL Taxonomy Extension Schema Document
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
* Filed herewith.
** Furnished.
(1) Previously
filed as an exhibit to our Registration Statement on Form S-1 filed with the SEC on October 2, 2020 and incorporated
by reference herein.
(2) Previously
filed as an exhibit to our Current Report on Form 8-K filed with the SEC on October 14, 2020 and incorporated by reference
herein.
17
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
LANDCADIA HOLDINGS III, INC.
By:
/s/ Tilman J. Fertitta
Name: Tilman J. Fertitta
Title: Chief Executive Officer
(principal executive officer)
By:
/s/ Richard H. Liem
Name: Richard H. Liem
Title: Vice President and Chief Financial Officer
(principal financial officer and principal accounting officer)
Dated: November 13, 2020
18
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.