Item 5. Other Information
Item 5.
OTHER INFORMATION
On February 8, 2024 , Jonathan R. Bennett , Executive Vice President and Head of Group Benefits , adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the potential sale of up to 7,688.108 shares of the Company's common stock between
May 8, 2024 and January 31, 2025 (or the date on which all shares have been sold) subject to certain conditions.
On February 8, 2024 , Beth A. Costello , Executive Vice President and Chief Financial Officer , adopted a Rule 10b5-1 trading
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Part II - Item 5. Other Information
arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the potential exercise of vested stock options and the associated sale of up to 72,076 shares of the Company's common stock between May 8, 2024 and May 8, 2025 (or the date on which all shares have been sold) subject to certain conditions.
The Rule 10b5-1 trading arrangement adopted by Christopher J. Swift , CEO and Chairman , on September 15, 2023 became fully exercised and therefore terminated on January 24, 2024 .
The Rule 10b5-1 trading arrangement adopted by Adin M. Tooker , Executive Vice President and Head of Commercial Lines , on October 31, 2023 became fully exercised and therefore terminated on February 29, 2024 .
Item 6.
EXHIBITS
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE QUARTER ENDED MARCH 31, 2024
FORM 10-Q
EXHIBITS INDEX
Exhibit No. Description Form File No. Exhibit No Filing Date
3.01 Restated Certificate of Incorporation of The Hartford, as filed with the Delaware Secretary of State on October 20, 2014.
8-K 001-13958 3.01 10/20/2014
3.02 Amended and Restated By-Laws of The Hartford Financial Services Group, Inc. effective December 14, 2022.
8-K 001-13958 3.1 12/14/2022
10.01 The Hartford 2020 Incentive Stock Plan Forms of Individual Agreements, as amended. **
15.01 Deloitte & Touche LLP Letter of Awareness. **
31.01 Certification of Christopher J. Swift pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. **
31.02 Certification of Beth A. Costello pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. **
32.01 Certification of Christopher J. Swift pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. **
32.02 Certification of Beth A. Costello pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 .**
101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH Inline XBRL Taxonomy Extension Schema.**
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase.**
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase.**
101.LAB Inline XBRL Taxonomy Extension Label Linkbase.**
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase.**
104 The cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in Inline XBRL.
** Filed with the Securities and Exchange Commission as an exhibit to this report.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Hartford Financial Services Group, Inc.
(Registrant)
Date: April 25, 2024 /s/ Allison G. Niderno
Allison G. Niderno
Senior Vice President and Controller
(Chief accounting officer and duly
authorized signatory)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.