8 unchanged sentences
000-17973), and incorporated herein by reference).
−Removed: Business Loan Agreement, dated May 11, 2021, by and between Heritage Global Inc.
−Removed: and C3bank, National Association
−Removed: Promissory Note, dated May 11, 2021, by and between Heritage Global Inc.
−Removed: and C3bank, National Association
−Removed: Commercial Security Agreement, dated May 11, 2014, by and between Heritage Global Inc.
−Removed: and C3bank, National Association
−Removed: Pledge and Security Agreement, dated May 11, 2021, by and between Heritage Global Inc.
−Removed: and C3bank, National Association
−Removed: Side Letter, dated May 5, 2021, by and between Heritage Global Inc.
−Removed: and C3bank, National Association
+Added: Asset Purchase Agreement, dated August 18, 2021, by and among Heritage ALT LLC, American Laboratory Trading, Inc., Dante LaTerra and Heritage Global Inc.* (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 24, 2021 (File No.
+Added: 001-39471), and incorporated herein by reference).
+Added: Purchase and Sale Agreement, dated August 18, 2021, between 12 Colton Road, LLC and HG ALT LLC* (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on August 24, 2021 (File No.
+Added: 001-39471), and incorporated herein by reference).
+Added: Subordinated Promissory Note, dated August 23, 2021, by and among Heritage ALT LLC, American Laboratory Trading, Inc., and Heritage Global Inc.
+Added: (filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on August 24, 2021 (File No.
+Added: 001-39471), and incorporated herein by reference).
Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) as adopted under Section 302 of the Sarbanes-Oxley Act of 2002
10 unchanged sentences
Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: * Non-material schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
+Added: The Registrant hereby undertakes to furnish copies of any of the omitted schedules and exhibits upon request by the SEC.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunder duly authorized.
Heritage Global Inc.
−Removed: August 12, 2021
+Added: November 10, 2021
/s/ Ross Dove
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.