1 unchanged sentence
Market Information
−Removed: Shares of our common stock, $0.01 par value per share, are quoted under the symbol “HGBL” in the OTC market (“OTCQB”), and under the symbol “HGP” on the Canadian Securities Exchange (“CSE”).
−Removed: Price quotations on the OTCQB reflect inter-dealer prices, without retail mark-up, markdown or commission, and may not necessarily represent actual transactions.
+Added: Shares of our common stock, $0.01 par value per share, are quoted under the symbol “HGBL” on the Nasdaq Stock Market.
As of March 1, 2021, we had approximately 346 holders of common stock of record.
4 unchanged sentences
Plan Category (1)
−Removed: Number of Securities to be issued upon exercise of outstanding options
+Added: Number of securities to be issued upon exercise of outstanding options, warrants and rights
Weighted-average
exercise price of
−Removed: outstanding options
+Added: outstanding options, warrants and rights
remaining available
5 unchanged sentences
by security holders:
−Removed: 2003 Stock Option and Appreciation
Heritage Global Inc.
9 unchanged sentences
In connection with an agreement entered on November 25, 2019, we issued 75,000 shares of our common stock to Maxim Group LLC for services rendered.
+Added: We issued an additional 205,000 shares of our common stock to Maxim Group LLC on September 4, 2020 in connection with the same agreement.
These securities were issued in reliance on the exemption set forth in Section 4(a)(2) of the Securities Act of 1933, as amended.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.