8 unchanged sentences
The Company’s internal control system is designed to provide reasonable assurance to our management and the board of directors regarding the preparation and fair presentation of published financial statements.
−Removed: Nonetheless, all internal
−Removed: control systems, no matter how well designed, have inherent limitations.
+Added: Nonetheless, all internal control systems, no matter how well designed, have inherent limitations.
Even systems determined to be effective as of a particular date can provide only reasonable assurance with respect to financial statement preparation and presentation and may not eliminate the need for restatements.
9 unchanged sentences
OTHER INFORMATION
+Added: DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
+Added: Not applicable
DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
9 unchanged sentences
Gavin, chair of the committee, Brian S.
−Removed: Charneski, Jeffery S.
+Added: Charneski, Trevor D.
+Added: Dryer, Jeffery S.
Lyon, Gragg E.
1 unchanged sentence
Pickering, all of whom are considered “independent” as defined by the SEC.
−Removed: Our Board of Directors has determined that Mrs.
−Removed: Gavin meets the definition of an audit committee financial expert, as determined by the requirements of the SEC.
+Added: Our board of directors has determined Mrs.
+Added: Gavin meets the definition of a financial expert as determined by the requirements of the SEC.
EXECUTIVE COMPENSATION
18 unchanged sentences
Information concerning principal accounting fees and services is incorporated by reference to the section entitled “Proposal 3 - Ratification of the Appointment of Independent Registered Public Accounting Firm” in the Proxy Statement.
−Removed: EXHIBITS, FINANCIAL STATEMENT SCHEDULES
+Added: EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) The following documents are filed as a part of this report:
8 unchanged sentences
Description of Exhibit Form Exhibit Filing Date/Period End Date
−Removed: 2.1 Agreement and Plan of Merger with Puget Sound Bancorp, Inc
−Removed: 8-K 2.1 07/27/2017
−Removed: 2.2 Agreement and Plan of Merger with Premier Commercial Bancorp, Inc
−Removed: 8-K 2.1 03/09/2018
3.1 Amended and Restated Articles of Incorporation
4 unchanged sentences
8-K 3.3 06/30/2020
−Removed: 4.1 Form of Certificate of Heritage's Common Stock (3)
+Added: 4.1 Form of Certificate of Company's Common Stock (3)
S-1/A - 10/29/1997
6 unchanged sentences
DEF 14A - 06/11/2014
−Removed: 10.4* Form of Nonqualified Stock Option Award Agreement under the Heritage Financial Corporation 2014 Omnibus Equity Plan
−Removed: 8-K 99.6 02/01/2017
−Removed: 10.5* Form of Restricted Stock Award Agreement under the Heritage Financial Corporation 2014 Omnibus Equity Plan
−Removed: 8-K 99.7 02/01/2017
10.4* Form of Performance-Based Restricted Stock Unit Award Agreement under the Heritage Financial Corporation 2014 Omnibus Equity Plan
2 unchanged sentences
8-K 99.3 02/01/2017
−Removed: 10.8* Form of Cash Incentive Award Agreement under the Heritage Financial Corporation 2014 Omnibus Equity Plan
−Removed: 8-K 99.8 02/01/2017
−Removed: 10.9* Form of Incentive Stock Option Award Agreement under the Heritage Financial Corporation 2014 Omnibus Equity Plan
−Removed: 8-K 99.5 02/01/2017
10.6* Employment Agreement by and between Heritage and Jeffery J.
22 unchanged sentences
10-Q 10.27 11/06/2019
+Added: 10.18* Addendum to Employment Agreement - Bryan D.
+Added: 8-K 10.1 07/06/2021
10.19* Employment Agreement by and between Heritage and Cindy Huntley
12 unchanged sentences
8-K 10.3 06/30/2020
−Removed: 10.28* Transitional Retirement Agreement by and between Heritage and David A.
−Removed: 8-K 10.2 06/30/2020
+Added: 10.26* Form of Split Dollar Agreement, dated May 3, 2021, by and between Heritage Bank and Tony Chalfant
+Added: 10-Q 10.34 05/05/2021
14.0 Code of Ethics and Conduct Policy (2)
28 unchanged sentences
Executive Vice President and Chief Financial Officer
−Removed: Deuel, pursuant to a power of attorney that is being filed with the Form 10-K, has signed this report as attorney in fact for the following directors who constitute a majority of the Board.
+Added: Deuel, pursuant to a power of attorney that is being filed with the Form 10-K, has signed this report as attorney in fact for the following directors who constitute a majority of the board of directors.
/S/ JEFFREY J.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.