Item 5. Other Information
ITEM 5. OTHER INFORMATION
Not Applicable
78
Table of Contents
ITEM 6. EXHIBITS
(a) Exhibits
Exhibit
No. Description Location
10.1 Employment Agreement (Thomas M. Prame), dated August 2, 2022
Incorporated by reference to Exhibit 10.1 to Registrant's Form 8–K filed on August 2, 2022
10.2 Change in Control Agreement (Thomas M. Prame), dated August 2, 2022
Incorporated by reference to Exhibit 10.2 to Registrant's Form 8–K filed on August 2, 2022
10.3 Second Amended and Restated Employment Agreement (Craig M. Dwight), dated September 20, 2022
Incorporated by reference to Exhibit 10.1 to Registrant's Form 8–K filed on September 20, 2022
31.1 Certification of Craig M. Dwight
Attached
31.2 Certification of Mark E. Secor
Attached
32 Certification of Chief Executive and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Attached
101 Inline Interactive Data Files Attached
104 The cover page from the Company’s Quarterly Report on Form 10–Q for the quarter ended September 30, 2022, has been formatted in Inline XBRL
Within the Inline XBRL document
79
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
HORIZON BANCORP, INC.
November 9, 2022 /s/ Craig M. Dwight
Date Craig M. Dwight
Chief Executive Officer
November 9, 2022 /s/ Mark E. Secor
Date Mark E. Secor
Chief Financial Officer
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.