5 unchanged sentences
Incorporated by reference to Exhibit 3.2 of the Company’s Form 8-K filed May 4, 2016.
−Removed: 10.1 Securities Purchase Agreement, dated June 8, 2023, by and between Global Water Resources, Inc.
−Removed: and the purchasers party thereto
−Removed: Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed June 12, 2023.
−Removed: 10.2 Third Modification Agreement, dated June 28, 2023, by and between Global Water Resources, Inc.
+Added: 10.1 Note Purchase Agreement, dated October 26, 2023, by and between Global Water Resources, Inc.
+Added: and Jackson National Life Insurance Company
+Added: Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed November 1, 2023.
+Added: 10.2 Fourth Modification Agreement, dated October 26, 2023, by and between Global Water Resources, Inc.
and The Northern Trust Company
−Removed: Incorporated by reference to Exhibit 10.1 of the Company’s Form 8-K filed June 30, 2023.
+Added: Incorporated by reference to Exhibit 10.2 of the Company’s Form 8-K filed November 1, 2023.
+Added: 10.3 Amendment No.
+Added: 2 to Security Agreements, dated October 26, 2023, between and among Global Water Resources, Inc., Global Water, LLC, West Maricopa Combine, LLC, Global Water Holdings, Inc., and U.S.
+Added: Bank Trust Company, National Association, in its capacity as collateral agent
+Added: Incorporated by reference to Exhibit 10.3 of the Company’s Form 8-K filed November 1, 2023.
31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer
13 unchanged sentences
Global Water Resources, Inc.
−Removed: August 9, 2023 By:
+Added: November 8, 2023 By:
/s/ Michael J.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.