Global Water Resources, Inc. 10-Q

ITEM 1A. RISK FACTORS In addition to the other information set forth in this report, you should carefully consider the factors discussed in “Risk Factors” included in Part I, Item 1A of the 2022 10-K. There have been no material changes in the risk factors from those discussed in “Risk Factors” included in Part I, Item 1A of the 2022 10-K. ITEM 2. U NREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS a) Sales of Unregistered Securities No unregistered securities were sold during the three months ended March 31, 2023. b) Use of Proceeds None. c) Issuer Purchases of Equity Securities The following table presents information with respect to purchases of common stock the Company made during the three months ended March 31, 2023. Period Total Number of Shares Purchased(1) Average Price Paid Per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs January 1 to January 31, 2023 — $ — — $ — February 1 to February 28, 2023 — — — — March 1 to March 31, 2023 — — — — Total — $ — — $ — (1) Represents shares withheld from employees to satisfy certain tax obligations due in connection with the vesting of restricted stock awards granted under the Global Water Resources, Inc. 2020 Omnibus Incentive Plan. The average price paid per share for the common stock withheld was based on the closing price of the Company’s common stock on the applicable vesting date. ITEM 3. DEFAULTS UPON SENIOR SECURITIES None. ITEM 4. MINE SAFETY DISCLOSURES Not applicable.