Garrett Motion Inc. 10-Q

Item 5. Other Information. None. 68 Item 6. Exhibits. Incorporated by Reference Exhibit Number Description Form File No. Exhibit Filing Date Filed/ Furnished Herewith 2.1 Amended Debtors’ Joint Plan of Reorganization Under Chapter 11 of the Bankruptcy Code, dated April 26, 2021 8-K 001-38636 2.1 4/27/2021 3.1 Second Amended and Restated Certificate of Incorporation of Garrett Motion Inc., dated April 30, 2021 8-K 001-38636 3.1 4/30/2021 3.2 Certificate of Designations of the Company’s Series A Preferred Stock 8-K 001-38636 3.2 4/30/2021 3.3 Certificate of Amendment of Certificate of Designations of Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc., filed with the Delaware Secretary of State on July 21, 2021 8-K 001-38636 3.3 7/21/2021 3.4 Certificate of Designations of the Company’s Series B Preferred Stock 8-K 001-38636 3.4 4/30/2021 3.45 Second Amended and Restated Bylaws of Garrett Motion Inc., dated April 30, 2021 8-K 001-38636 3.4 4/30/2021 10.1 Credit Agreement, dated April 30, 2021, among Garrett Motion Inc., Garrett LX I S.à r.l., Garrett Motion Holdings, Inc., Garrett Motion Sàrl, the lenders and issuing banks party thereto and JPMorgan Chase Bank, N.A., as administrative agent 8-K 001-38636 10.1 4/30/2021 10.2 Series A Investor Rights Agreement, dated as of April 30, 2021, among Garrett Motion Inc. and the investors named therein 8-K 001-38636 10.2 4/30/2021 10.3 Registration Rights Agreement, dated as of April 30, 2021, among Garrett Motion Inc. and the holders party thereto 8-K 001-38636 10.3 4/30/2021 10.4 Second Amended and Restated Plan Support Agreement, dated as of March 9, 2021, by and among the Debtors, Centerbridge Partners, L.P., Oaktree Capital Management, L.P., Honeywell International Inc. and the additional parties named therein 8-K 001-38636 10.1 3/10/2021 10.5 Replacement Backstop Commitment Agreement, dated as of March 9, 2021, by and among Garrett Motion Inc. and the backstop parties party thereto 8-K 001-38636 10.2 3/10/2021 10.6 Garrett Motion Inc. 2021 Long-Term Incentive Plan 8-K 001-38636 10.1 5/28/2021 10.7 Form of Garrett Motion Inc. 2021 Long-Term Incentive Plan Restricted Stock Unit Award Agreement 8-K 001-38636 10.2 5/28/2021 10.8 Form of Garrett Motion Inc. 2021 Long-Term Incentive Plan Restricted Stock Unit Award Agreement 2021 Performance-Based (Stock Price) 8-K 001-38636 10.3 5/28/2021 10.9 Form of Garrett Motion Inc. 2021 Long-Term Incentive Plan Restricted Stock Unit Award Agreement 2021 Performance-Based (EBITDA) 8-K 001-38636 10.4 5/28/2021 10.10 Form of Garrett Motion Inc. 2021 Long-Term Incentive Plan Non-Employee Director Restricted Stock Unit Award Agreement 8-K 001-38636 10.5 5/28/2021 31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * 31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. * 69 Incorporated by Reference Exhibit Number Description Form File No. Exhibit Filing Date Filed/ Furnished Herewith 32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ** 32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. ** 99.1 Order of the Bankruptcy Court, dated April 26, 2021, confirming the Amended Debtors’ Joint Plan of Reorganization Under Chapter 11 of the Bankruptcy Code 8-K 001-38636 2.1 4/27/2021 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document * 101.SCH Inline XBRL Taxonomy Extension Schema Document * 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document * 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document * 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document * 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) * * Filed herewith. ** Furnished herewith. 70 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Garrett Motion Inc. Date: July 29, 2021 By: /s/ Olivier Rabiller Olivier Rabiller President and Chief Executive Officer Date: July 29, 2021 By: /s/ Sean Deason Sean Deason Senior Vice President and Chief Financial Officer 71