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Incorporation by Reference
−Removed: UK Sub-Plan to 2018 Equity Incentive Plan *
−Removed: Form of 2018 Equity Incentive Plan Option Agreement (Time Based) *
−Removed: Form of 2018 Equity Incentive Plan Option Agreement (Performance-Based) *
−Removed: 2018 Inducement Award Plan, as amended July 15, 2022 *
−Removed: August 11, 2022
−Removed: UK Sub-Plan to 2018 Inducement Award Plan *
−Removed: Form of 2018 Inducement Award Plan Option Agreement (Time-Based) *
−Removed: Form of 2018 Inducement Award Plan Option Agreement (Performance-Based) *
−Removed: Certification of Chief Executive Officer pursuant to Form of Rule 13a-14(a), as Adopted Pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002, dated November 7, 2022
−Removed: Certification of Chief Financial Officer pursuant to Form of Rule 13a-14(a), as Adopted Pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002, dated November 7, 2022
+Added: Form of Pre-Funded Warrant to Purchase Common Stock
+Added: January 6, 2023
+Added: 000‑20859
+Added: Certification of Chief Executive Officer pursuant to Form of Rule 13a‑14(a), as Adopted Pursuant to Section 302(a) of the Sarbanes‑Oxley Act of 2002, dated May 11, 2023
+Added: Certification of Chief Financial Officer pursuant to Form of Rule 13a‑14(a), as Adopted Pursuant to Section 302(a) of the Sarbanes‑Oxley Act of 2002, dated May 11, 2023
Certification of Chief Executive Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 7, 2022 **
+Added: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002, dated May 11, 2023**
Certification of Chief Financial Officer pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated November 7, 2022 **
−Removed: The following materials from the Registrant’s September 30, 2022 Quarterly Report on Form 10-Q for the quarter ended September 30, 2022 formatted in Inline Extensible Business Reporting Language (iXBRL) include:
−Removed: (i) Condensed Consolidated Balance Sheets as of September 30, 2022 and December 31, 2021, (ii) Condensed Consolidated Statements of Operations and Comprehensive Loss for the three and nine months ended September 30, 2022 and 2021, (iii) Condensed Consolidated Statements of Stockholders’
−Removed: Equity for the three and nine months ended September 30, 2022 and 2021, (iv) Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2022 and 2021 and (v) Notes to Condensed Consolidated Financial Statements.
−Removed: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2022, has been formatted in Inline XBRL.
+Added: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002, dated May 11, 2023**
+Added: The following materials from the Registrant’s March 31, 2023 Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 formatted in Inline Extensible Business Reporting Language (iXBRL) include:
+Added: (i) Condensed Consolidated Balance Sheets as of March 31, 2023 and December 31, 2022, (ii) Condensed Consolidated Statements of Operations and Comprehensive Loss for the three months ended March 31, 2023 and 2022, (iii) Condensed Consolidated Statements of Stockholders’
+Added: Equity for the three months ended March 31, 2023 and 2022, (iv) Condensed Consolidated Statements of Cash Flows for the three months ended March 31, 2023 and 2022 and (v) Notes to Condensed Consolidated Financial Statements.
+Added: Cover Page Interactive Data File (embedded within the Inline XBRL document)
+ Filed herewith.
−Removed: * Management contract or compensation plan or arrangement.
** The certifications attached as Exhibits 32.1 and 32.2 that accompany this Quarterly Report on Form 10-Q, are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended (whether made before or after the date of this Form 10-Q), irrespective of any general incorporation language contained in such filing.
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GERON CORPORATION
−Removed: November 7, 2022
/s/ OLIVIA BLOOM
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.