Other Information.
−Removed: During the quarter ended December 31, 2023, no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of GEG adopted or terminated a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement" (as each term is defined in Item 408 of Regulation S-K).
+Added: During the quarter ended March 31, 2024 , no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of GEG adopted or terminated a "Rule 10b5-1 trading arrangement" or a "non-Rule 10b5-1 trading arrangement" (as each term is defined in Item 408 of Regulation S-K).
EXHIBIT INDEX
8 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Materials from the registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, formatted in inline Extensible Business Reporting Language (XBRL):
+Added: Materials from the registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in inline Extensible Business Reporting Language (XBRL):
(i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Stockholders’ Equity and Contingently Redeemable Non-Controlling Interest, (iv) Condensed Consolidated Statements of Cash Flows, and (v) related Notes to the Condensed Consolidated Financial Statements, tagged in detail (furnished herewith).
−Removed: The cover page from the registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, formatted in inline XBRL (included as Exhibit 101).
+Added: The cover page from the registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in inline XBRL (included as Exhibit 101).
*Filed or furnished herewith.
1 unchanged sentence
GREAT ELM GROUP, INC.
−Removed: February 13, 2024
Chief Executive Officer & Chairman
−Removed: February 13, 2024
Chief Financial Officer & Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.