Item 5. Other Information
Item 5. Other Information
None
40
Table of Contents
Item 6. Exhibits
The exhibits listed in the Exhibits index to this Form 10-Q are incorporated herein by reference.
Exhibit No. Description FILINGS REFERENCED FOR INCORPORATION BY REFERENCE
3.1 Amended and Restated Certificate of Incorporation of First Watch Restaurant Group, Inc.
October 6, 2021 Form 8-K, Exhibit 3.1
3.2 Amended and Restated Bylaws of First Watch Restaurant Group, Inc.
October 6, 2021 Form 8-K, Exhibit 3.2
4.1 Form of Certificate of Common Stock
September 7, 2021 Form S-1, Exhibit 4.1
10.1 Credit Agreement by and among FWR Holding Corporation, AI Fresh Parent, Inc., the lenders party thereto, the other parties therein and Bank of America, N.A. , as administrative agent
October 6, 2021, Form 8-K, Exhibit 10.1
31.1 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
31.2 Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
32.1 Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (1)
Furnished herewith
101 The financial information from First Watch Restaurant Group, Inc ’ s Quarterly Report on Form 10-Q for the third fiscal quarter ended September 26, 2021, filed on November 8, 2021, formatted in Inline Extensible Business Reporting Language (“iXBRL”)
Filed herewith
104 Cover Page Interactive Date File (formatted as iXBRL and contained in Exhibit 101) Filed herewith
_____________
(1) This certification is not deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section. This certification will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the registrant specifically incorporates them by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. on November 8, 2021.
FIRST WATCH RESTAURANT GROUP, INC.
By: /s/ Christopher A. Tomasso
Name: Christopher A. Tomasso
Title: President, Chief Executive Officer and Director (Principal Executive Officer)
By: /s/ Mel Hope
Name Mel Hope
Title: Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
41
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.