9 unchanged sentences
4.3 Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Form 8-K filed on February 4, 2022).
−Removed: 10.1 Note Purchase Agreement, dated February 2, 2022, by and among Flotek Industries, Inc.
−Removed: and the Purchasers party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on February 4, 2022).
−Removed: 10.2 Registration Rights Agreement, dated February 2, 2022 by and among Flotek Industries, Inc.
−Removed: and the Purchasers party thereto (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on February 4, 2022).
−Removed: 10.3 Chemical Products Supply Agreement between Flotek Chemistry, LLC and ProFrac Services, LLC, dated February 2, 2022 (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed on February 4, 2022).
−Removed: 10.4 Master Transaction Agreement between Flotek Industries, Inc.
−Removed: and ProFrac Holdings, LLC, dated February 2, 2022 (incorporated by reference to Exhibit 10.4 to the Company’s Form 8-K filed on February 4, 2022).
−Removed: 10.5 *** Securities Purchase Agreement dated February 16, 2022 by and between Flotek Industries, Inc.
−Removed: and ProFrac Holdings, LLC (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on February 22, 2022).
+Added: 4.4 Form of Pre-Funded Warrants (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed on June 23, 2022).
+Added: 10.1 *** Amendment No.
+Added: 1 to Chemical Products Supply Agreement between Flotek Chemistry, LLC and ProFrac Services, LLC dated May 17, 2022 (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on May 18, 2022).
+Added: 10.2 Registration Rights Agreement, by and between Flotek Industries, Inc.
+Added: and ProFrac Holdings II, LLC dated May 17, 2022 (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on May 18, 2022).
+Added: 10.3 10% Convertible PIK Note dated May 17, 2022 (incorporated by reference to Exhibit 10.3 to the Company’s Form 8-K filed on May 18, 2022).
+Added: 10.4 Securities Purchase Agreement between Flotek Industries, Inc.
+Added: and ProFrac Holdings II, LLC dated June 17, 2022 (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed on June 23, 2022).
+Added: 10.5 Amendment No.
+Added: 1 to Registration Rights Agreement Flotek Industries, Inc.
+Added: and ProFrac Holdings II, LLC dated June 21, 2022 (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed on June 23, 2022).
+Added: 10.6 * Separate and Release Agreement between Michael Borton and Flotek Industries, Inc.
+Added: dated July 4, 2022.
31.1 * Rule 13a-14(a) Certification of Principal Executive Officer.
15 unchanged sentences
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: August 10, 2022
FLOTEK INDUSTRIES, INC.
President, Chief Executive Officer and Chairman of the Board
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
−Removed: SIGNATURES TITLE DATE
−Removed: President, Chief Executive Officer, and Chairman of the Board (Principal Executive Officer) May 16, 2022
−Removed: /s/ Michael E.
−Removed: Chief Financial Officer (Principal Financial and Accounting Officer) May 16, 2022
+Added: /s/ Seham Carson
+Added: Interim Chief Financial Officer (Principal Financial and Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.