1 unchanged sentence
Rule 10b5 - 1 Trading Plans
−Removed: During the fiscal quarter ended September 30, 2025 , none of the Company's directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) or any "non-Rule 10b5 - 1 trading arrangement."
+Added: During the fiscal quarter ended March 31, 2026 , none of the Company's directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) or any "non-Rule 10b5 - 1 trading arrangement."
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
8 unchanged sentences
Amended and Restated Bylaws.
−Removed: Form of Pre-Funded Warrant dated August 19, 2025
−Removed: Form of Common Stock Warrant dated August 19, 2025
−Removed: Letter Agreement to Credit Agreement, dated as of July 30, 2025, by and among Fluent, LLC, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC
−Removed: Letter Agreement to Credit Agreement, dated as of August 14, 2025, by and among Fluent, LLC, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC
−Removed: Fifth Amendment to Credit Agreement, dated as of August 15, 2025, by and among Fluent, LLC, Fluent, Inc., the Guarantors, Crystal Financial LLC d/b/a SLR Credit Solutions, and Crystal Financial SPV LLC
−Removed: Form of Securities Purchase Agreement, dated as of August 19, 2025 by and among Fluent, Inc.
−Removed: and the purchaser parties thereto
−Removed: Form of Support Agreement, dated as of August 19, 2025 by and among Fluent, Inc.
−Removed: and the parties thereto
−Removed: Form of Registration Rights Agreement, dated as of August 19, 2025 by and among Fluent, Inc.
−Removed: and the purchasers parties thereto
−Removed: Equity Participation Plan
−Removed: Form of Restricted Stock Unit Agreement
+Added: Membership Interest Purchase Agreement between Inbox Pal, LLC and InsurCo, LLC, dated January 31, 2026
Certification of Chief Executive Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
13 unchanged sentences
This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
−Removed: Certain of the schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5).
−Removed: The Company hereby undertakes to furnish supplementally a copy of all omitted schedules to the SEC upon its request.
−Removed: Management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 14, 2025
/s/ Ryan Perfit
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.