4 unchanged sentences
Management's Report on Internal Control Over Financial Reporting
−Removed: See Item 8 – Financial Statements and Supplementary Data – under the caption Management's Assessment of Internal Control Over Financial Reporting for information required by this item, which is incorporated herein.
+Added: See Item 8 – Financial Statements and Supplementary Data – Management's Assessment of Internal Control Over Financial Reporting for information required by this item, which is incorporated herein.
Attestation Report of Independent Registered Public Accounting Firm
−Removed: See Item 8 – Financial Statements and Supplementary Data – under the caption Report of Independent Registered Public Accounting Firm for information required by this item, which is incorporated herein.
+Added: See Item 8 – Financial Statements and Supplementary Data – Report of Independent Registered Public Accounting Firm for information required by this item, which is incorporated herein.
Changes in Internal Control Over Financial Reporting
1 unchanged sentence
ITEM 9B – OTHER INFORMATION
+Added: ITEM 9C – DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
ITEM 10 – DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE
10 unchanged sentences
ITEM 12 – SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS
−Removed: See Note (14)(a) to the Consolidated Financial Statements for information regarding Federated Hermes' share-based compensation plan as of December 31, 2020.
−Removed: Federated Hermes had no other plans to grant shares of Class B common stock not approved by shareholders.
+Added: See Note (13) to the Consolidated Financial Statements for information regarding Federated Hermes' share-based compensation plan as of December 31, 2021.
+Added: Federated Hermes had no other plans to grant shares of Class B common stock to employees not approved by shareholders.
All other information required by this Item is contained in Federated Hermes' Information Statement for the 2022 Annual Meeting of Shareholders under the caption Security Ownership and is incorporated herein by reference.
ITEM 13 – CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
−Removed: The information required by this Item is contained in Federated Hermes' Information Statement for the 2021 Annual Meeting of Shareholders under the captions Executive Compensation – Transactions with Related Persons, Executive Compensation – Conflict of Interest Policies and Procedures and Board of Directors and Election of Directors and is incorporated herein by reference.
+Added: The information required by this Item is contained in Federated Hermes' Information Statement for the 2022 Annual Meeting of Shareholders under the captions Transactions with Related Persons, Conflict of Interest Policies and Procedures and Board of Directors and Election of Directors and is incorporated herein by reference.
ITEM 14 – PRINCIPAL ACCOUNTING FEES AND SERVICES
+Added: Our independent registered public accounting firm is Ernst & Young LLP , Pittsburgh, PA , Auditor Firm ID:
The information required by this Item is contained in Federated Hermes' Information Statement for the 2022 Annual Meeting of Shareholders under the caption Independent Registered Public Accounting Firm and is incorporated herein by reference.
61 unchanged sentences
Employee Stock Purchase Plan, amended as of January 1, 2016 (incorporated by reference to Exhibit 10.78 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2015 (File No.
−Removed: Agreement by and among Federated Investment Management Company, Passport Research Ltd., The Jones Financial Companies, L.L.L.P.
−Removed: for itself and on behalf of Edward D.
−Removed: Jones & Co., L.P., and Passport Holdings LLC, dated as of April 27, 2016 (incorporated by reference to Exhibit 10.1 to the March 31, 2016 Quarterly Report on Form 10-Q (File No.
Amendment No.
9 to Federated Investors Tower Lease dated as of September 9, 2016 (incorporated by reference to Exhibit 10.1 to the September 30, 2016 Quarterly Report on Form 10-Q (File No.
−Removed: Amendment No.
−Removed: 1 to Agreement by and among Federated Investment Management Company, Passport Research Ltd., The Jones Financial Companies, L.L.L.P.
−Removed: for itself and on behalf of Edward D.
−Removed: Jones & Co., L.P., and Passport Holdings LLC, dated January 27, 2017 (incorporated by reference to Exhibit 10.81 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2016 (File No.
Employment Agreement, dated October 22, 1990, between Federated Securities Corp.
43 unchanged sentences
10 to Federated Hermes Tower Lease dated as of February 21, 2020 (incorporated by reference to Exhibit 10.131 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2019 (File No.
−Removed: Hermes Fund Managers Limited Co-investment Scheme Rules - Addendum (filed herewith)
+Added: Hermes Fund Managers Limited Co-investment Scheme Rules - Addendum (incorporated by reference to Exhibit 10.132 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2020 (File No.
+Added: The Fourth Amended and Restated Credit Agreement, dated as of July 30, 2021, by and among Federated Hermes, Inc.
+Added: certain subsidiaries as guarantors party thereto, the banks as lenders party thereto, and PNC Bank, National Association, PNC Capital Markets LLC, Citigroup Global Markets, Inc., Citibank, N.A.
+Added: and Toronto-Dominion Bank, New York Branch (incorporated by reference to Exhibit 10.1 to the June 30, 2021 Quarterly Report on Form 10-Q (File No.
Federated Hermes, Inc.
+Added: Stock Incentive Plan, amended as of January 7, 2022 (incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K dated January 7, 2022 (File No.
+Added: UK Sub-Plan to the Federated Hermes, Inc.
+Added: Stock Incentive Plan, as amended as of January 27, 2022 (filed herewith)
+Added: Form of Restricted Stock Award Agreement (Pool A and Pool B) for UK Sub-Plan (filed herewith)
+Added: Form of Restricted Stock Award Agreement (Pool A) for UK Sub-Plan (filed herewith)
+Added: Form of Restricted Stock Award Agreement (Pool A) for Singapore (filed herewith)
+Added: Form of Restricted Stock Award Agreement (Retiring Employee) for UK Sub-Plan (filed herewith)
+Added: Federated Hermes, Inc.
Code of Ethics for Senior Financial Officers, as amended as of January 31, 2020 (incorporated by reference to Exhibit 14.03 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2019 (File No.
37 unchanged sentences
Number Description
−Removed: Hermes Fund Managers Limited Co-investment Scheme Rules - Addendum
+Added: UK Sub-Plan to the Federated Hermes, Inc.
+Added: Stock Incentive Plan, as amended as of January 27, 2022
+Added: Form of Restricted Stock Award Agreement (Pool A and Pool B) for UK Sub-Plan
+Added: Form of Restricted Stock Award Agreement (Pool A) for UK Sub-Plan
+Added: Form of Restricted Stock Award Agreement (Pool A) for Singapore
+Added: Form of Restricted Stock Award Agreement (Retiring Employee) for UK Sub-Plan
Subsidiaries of the Registrant
12 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.