What changed in this filing

/stocks — the workspaceLOADING

Item 9A. Controls and Procedures

2024-03-15 compared with 2023-03-16 · 24 added, 40 removed, 137 unchanged (32% of the section changed)

19 unchanged sentences

Item 9B - Other Information

(b) During the three months ended December 31, 2023, no First Guaranty director or officer adopted or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in item 408(a) of Regulation S-K.

Item 9C - Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

30 unchanged sentences

3.2 Articles of Amendment to the Restated Articles of Incorporation of First Guaranty Bancshares, Inc.(2)

3.3 A rticles of Am endment to the Restated Articles of Incorpor ation of First Guaranty Ban cshares, Inc.

3.3 Articles of Amendment to the Restated Articles of Incorporation of First Guaranty Bancshares, Inc.

3.4 Bylaws of First Guaranty Bancshares, Inc.(3)

11 unchanged sentences

and Edgar Ray Smith, III.

10.2 Loan Agreement, dated as of December 22, 2015, by and between First Guaranty Bancshares, Inc.

and First Tennessee Bank National Association.

10.3 Pledge and Security Agreement, dated as of December 22, 2015, by and between First Guaranty Bancshares, Inc.

and First Tennessee Bank National Association.

10.4 Term Note, dated as of December 22, 2015, by and between First Guaranty Bancshares, Inc.

and First Tennessee Bank National Association.

10.5 Loan Agreement, dated November 7, 2019, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (12)

10.6 Pledge and Security Agreement, dated as of November 7, 2019, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (13)

10.7 Term Note, dated as of November 7, 2019, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (14)

10.8 Amended and Restated Loan Agreement, dated as of December 22, 2021, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (19)

10.9 Revolving Credit Note, dated as of December 22, 2021, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (20)

10.10 Second Amendment to Pledge and Security Agreement, dated as of December 22, 2021, by and between First Guaranty Bancshares, Inc.

and First Horizon Bank (21)

10.1 Loan Agreement, dated as of October 5, 2023, by and between First Guaranty Bancshares, Inc.

and Summit Community Bank, Inc.

10.2 Term Note , dated as of October 5, 2023 , by and between First Guaranty Bancshares, Inc.

and Summit Community Bank, Inc.

10.3 Revolving Credit Note , dated as of October 5 , 2023 , by and between First Guaranty Bancshares, Inc.

and Summit Comm unity Bank, Inc.

10.4 Pledge and Security Agreement , dated as of October 5, 2023 , by and between First Guaranty Bancshares, Inc.

and Summit Community Bank, Inc.

10.11 First Guaranty Bank Equity Bonus Plan ( 17 ).

1 unchanged sentence

14.3 First Guaranty Bancshares, Inc.

and Subsidiary Code of Conduct and Ethics for Employees, Officers and Directo r s (22).

and Subsidiary Code of Conduct and Ethics for Employees, Officers and Directors ( 13 ).

14.4 First Guaranty Bancshares, Inc.

2 unchanged sentences

23.1 Consent of Griffith, DeLaney, Hillman & Lett CPA, PSC.

23.2 Consent of Castaing, Hussey & Lolan, LLC.

31.1 Certification of principal executive officer pursuant to Exchange Act Rule 13(a)-15(e) pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

4 unchanged sentences

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

97.1 Clawback policy

101.INS XBRL Instance Document

19 unchanged sentences

with the Securities and Exchange Commission on June 23, 2022.

(8) Incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 23, 2015.

(9) Incorporated by reference to Exhibit 10.3 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 23, 2015.

(10) Incorporated by reference to Exhibit 10.4 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 23, 2015.

(8) Incorporated by reference to Exhibit 21 of the Registration statement on Form S-1 filed by First Guaranty Bancshares, Inc.

1 unchanged sentence

(10) Incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on November 20, 2017.

(13) Incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on November 12, 2019.

(14) Incorporated by reference to Exhibit 10.3 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on November 12, 2019.

(15) Reserved

(16) Incorporated by reference to Exhibit 4.1 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on April 27, 2021.

3 unchanged sentences

with the Securities and Exchange Commission on April 27, 2021.

(19) Incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 29, 2021.

(20) Incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 29, 2021.

(21) Incorporated by reference to Exhibit 10.3 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on December 29, 2021.

(13) Incorporated by reference to Exhibit 14.3 of the Annual Report on Form 10-K for the year ended December 31, 2021 filed by First Guaranty Bancshares, Inc.

8 unchanged sentences

on April 15, 2022.

(18) Incorporated by reference to Exhibit 4.5 of the Annual Report on Form 10-K for the year ended December 31, 2022 filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on March 16, 2023.

(19) Incorporated by reference to Exhibit 10.1 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on October 12, 2023.

(20) Incorporated by reference to Exhibit 10.2 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on October 12, 2023.

(21) Incorporated by reference to Exhibit 10.3 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on October 12, 2023.

(22) Incorporated by reference to Exhibit 10.4 of the Current Report on Form 8-K filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on October 12, 2023.

(23) Incorporated by reference to Exhibit 4.3 of the Annual Report on Form 10-K for the year ended December 31, 2022 filed by First Guaranty Bancshares, Inc.

with the Securities and Exchange Commission on March 16, 2023.

*Management contract or compensatory plan or arrangement.

19 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 9A. Controls and Procedures