Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Trading Plan
During the quarter ended June 30, 2025, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements.
29
Item 6. Exhibits
Exhibit
Number DESCRIPTION
3.1 — Third Amended and Restated Certificate of Incorporation of Forum Energy Technologies, Inc. dated March 28, 2011 (incorporated by reference to Exhibit 3.2 to Amendment No. 5 to Forum’s Registration Statement, filed on March 29, 2012).
3.2 — Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of Forum Energy Technologies, Inc., effective November 9, 2020 (incorporated by reference to Exhibit 3.1 to Forum’s Current Report on Form 8-K, filed on November 9, 2020).
3.3 — Certificate of Amendment to the Third Amended and Restated Certificate of Incorporation of Forum Energy Technologies, Inc. (incorporated by reference to Exhibit 3.1 to Forum’s Current Report on Form 8-K filed on May 13, 2025).
4.1*
— Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934.
10.1# — Second Amended and Restated 2016 Stock and Incentive Plan, as amended through May 9, 2025 (incorporated by reference to Exhibit 10.1 to Forum's Current Report on Form 8-K filed on May 13, 2025).
31.1*
— Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
— Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1**
— Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2**
— Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS* — Inline XBRL Instance Document.
101.SCH* — Inline XBRL Taxonomy Extension Schema Document.
101.CAL* — Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB* — Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE* — Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF* — Inline XBRL Taxonomy Extension Definition Linkbase Document.
104* — Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*Filed herewith.
**Furnished herewith.
#Identifies management contracts and compensatory plans or arrangements.
30
SIGNATURES
As required by Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has authorized this report to be signed on its behalf by the undersigned authorized individuals.
FORUM ENERGY TECHNOLOGIES, INC.
Date: August 8, 2025 By: /s/ D. Lyle Williams, Jr.
D. Lyle Williams, Jr.
Executive Vice President and Chief Financial Officer
(As Duly Authorized Officer and Principal Financial Officer)
By: /s/ Katherine C. Keller
Katherine C. Keller
Senior Vice President and Chief Accounting Officer
(As Duly Authorized Officer and Principal Accounting Officer)
31
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.