Other Information.
+Added: Entry into a Material Definitive Agreement.
+Added: On August 2, 2021, the Board approved a form of indemnification agreement (the Indemnification Agreement), and it is
+Added: expected that each of the directors, executive officers and certain other officers of the Company will enter into the Indemnification Agreement.
+Added: The form of Indemnification Agreement provides for indemnification and advancements by the
+Added: Company of certain expenses and costs relating to claims, suits, or proceedings, if any, arising from service to the Company or, at the Companys request, service to other entities, as officers or directors to the maximum extent permitted by
+Added: applicable law.
+Added: The foregoing description of the Indemnification Agreement does not purport to be complete and is qualified in
+Added: its entirety by the terms and conditions of the Indemnification Agreement, the form of which is included as Exhibit 10.1 to this Quarterly Report on Form 10-Q and is incorporated herein by reference.
+Added: FIDUS INVESTMENT CORPORATION
+Added: Notes to Consolidated Financial Statements (unaudited)
+Added: (in thousands, except shares and per share data)
Articles of Amendment and Restatement of the Registrant (Filed as Exhibit (a)(1) to
7 unchanged sentences
333-172550) filed with the U.S.
−Removed: Securities and Exchange Commission on April 29, 2011 and incorporated
−Removed: herein by reference).
+Added: Securities and Exchange Commission on April 29, 2011 and incorporated herein by
Form of Stock Certificate of the Registrant (Filed as Exhibit (d) to
3 unchanged sentences
Securities and Exchange Commission on April 29, 2011 and incorporated herein by reference).
+Added: Form of Indemnification Agreement between Fidus Investment Corporation and each officer and director of Fidus Investment Corporation.*
Chief Executive Officer Certification Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section
4 unchanged sentences
Filed herewith.
+Added: FIDUS INVESTMENT CORPORATION
+Added: Notes to Consolidated Financial Statements (unaudited)
+Added: (in thousands, except shares and per share data)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
1 unchanged sentence
FIDUS INVESTMENT CORPORATION
+Added: August 5, 2021
/s/ EDWARD H.
1 unchanged sentence
(Principal Executive Officer)
+Added: August 5, 2021
/s/ SHELBY E.
Chief Financial Officer
−Removed: (Principal Financial
−Removed: and Accounting Officer)
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.