1 unchanged sentence
Rule 10b5-1 Trading Plans
−Removed: During the three months ended March 31, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement,” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as described in the table below:
−Removed: Name and Title Character of Trading Arrangement (1)
−Removed: Date Adopted Duration (2)
−Removed: Aggregate Number of Shares of Common Stock to be Sold Pursuant to Trading Arrangement
−Removed: Narasimha Kini ,
−Removed: Executive Vice President and Business Head, Emerging Business
−Removed: Trading Arrangement March 13, 2024 March 7, 2025 93,190
−Removed: Vivek Jetley ,
−Removed: President of EXL and Business Head, Analytics
−Removed: Trading Arrangement March 15, 2024 March 14, 2025 6,000
−Removed: (1) Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”).
−Removed: (2) Except as indicated by footnote, each trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table.
−Removed: Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule.
−Removed: INDEX TO EXHIBITS
+Added: During the three months ended June 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The following exhibits are being filed as part of this report or incorporated by reference as indicated therein:
−Removed: 3.1 Restated Certificate of Incorporation of the Company, as in effect as of the date hereof (incorporated by reference to Exhibit 3.1 of the Company’s Quarterly Report on Form 10-Q (File No.
−Removed: 1-33089) filed on October 26, 2023).
+Added: 3.1 Fourth Amended and Restated Certificate of Incorporation of the Company, as in effect as of the date hereof (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
+Added: 1-33089) filed on June 25, 2024).
3.2 Sixth Amended and Restated By-laws of the Company, as in effect as of the date hereof (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on June 21, 2023).
−Removed: 10.1 Master Confirmation – Variable Tenor Accelerated Stock Repurchase, dated as of March 15, 2024, between ExlService Holdings, Inc.
−Removed: and Citibank, N.A.
−Removed: (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K (File No.
−Removed: 1-33089) filed on March 18, 2024).
31.1 Certification of the Chief Executive Officer of ExlService Holdings, pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
13 unchanged sentences
Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be
−Removed: signed on its behalf by the undersigned thereunto duly authorized.
−Removed: May 2, 2024 EXLSERVICE HOLDINGS, INC.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 1, 2024 EXLSERVICE HOLDINGS, INC.
/ S / MAURIZIO NICOLELLI
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.