Other Information
−Removed: The following exhibits are being filed as part of this Quarterly Report on Form 10-Q:
−Removed: 3.1 Amended and Restated Certificate of Incorporation of the Company, as in effect on the date hereof (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
+Added: INDEX TO EXHIBITS
+Added: The following exhibits are being filed as part of this report or incorporated by reference as indicated therein:
+Added: 3.1 Amended and Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on October 25, 2006).
1 unchanged sentence
1-33089) filed on April 26, 2019).
−Removed: 3.3 Fifth Amended and Restated By-laws of ExlService Holdings, Inc.
−Removed: (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
+Added: 3.3 Fifth Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K (File No.
1-33089) filed on June 19, 2019).
−Removed: 10.1 Amendment to Second Amended and Restated Employment and Non-Competition Agreement between ExlService Holdings, Inc.
−Removed: and Rohit Kapoor, dated as of August 12, 2022.
+Added: 10.1+ Amendment No.
+Added: 2 to Second Amended and Restated Employment and Non-Competition Agreement, effective February 16, 2023, between the Company and Rohit Kapoor.
+Added: 10.2+ Form of Restricted Stock Unit Agreement (applicable to U.S.
+Added: Executive Officers) under the 2018 Omnibus Incentive Plan.
+Added: 10.3+ Form of Restricted Stock Unit Agreement (applicable to International Executive Officers) under the 2018 Omnibus Incentive Plan.
+Added: 10.4+ Form of ExlService Holdings, Inc.
+Added: Employment Agreement (applicable to Executive Officers).
+Added: 10.5+ Employment Agreement, effective as of April 18, 2022, between exl Service (India) Private Limited and Vikas Bhalla.
31.1 Certification of the Chief Executive Officer of ExlService Holdings, pursuant to Rule 13a-14(a) of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101.INS XBRL Instance Document
−Removed: 101.SCH XBRL Taxonomy Extension Scheme
−Removed: 101.CAL XBRL Taxonomy Extension Calculation Linkbase
−Removed: 101.DEF XBRL Taxonomy Extension Definition Linkbase
−Removed: 101.LAB XBRL Taxonomy Extension Label Linkbase
−Removed: 101.PRE XBRL Extension Presentation Linkbase
+Added: 101.INS Inline XBRL Instance Document*
+Added: 101.SCH Inline XBRL Taxonomy Extension Schema*
+Added: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase*
+Added: 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase*
+Added: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase*
+Added: 101.PRE Inline XBRL Extension Presentation Linkbase*
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: October 27, 2022 EXLSERVICE HOLDINGS, INC.
+Added: *This exhibit will not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section.
+Added: Such exhibit will not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.
+Added: +Indicates management contract or compensatory plan required to be filed as an Exhibit.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934 the Registrant has duly caused this report to be
+Added: signed on its behalf by the undersigned thereunto duly authorized.
+Added: April 27, 2023 EXLSERVICE HOLDINGS, INC.
/S/ MAURIZIO NICOLELLI
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.