Other Information
−Removed: During the three months ended March 31, 2024, the following Section 16 officer adopted, modified or terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K of the Exchange Act):
−Removed: ● On March 19, 2024 , Dennis Kish , the Company’s President , terminated a 10b5-1 trading plan that he had previously adopted on September 27, 2023 .
−Removed: Kish’s former plan provided for the sale of up to 61,268 shares of the Company’s Class A Common Stock from December 2023 through March 2025, of which 12,896 shares had not yet been sold as of the date of the termination of the plan.
−Removed: ● On March 22, 2024 , Mr.
−Removed: Kish amended a separate 10b5-1 trading plan that he had previously adopted on September 27, 2023 , in order to include additional equity awards that were not included in the original plan.
−Removed: The amended trading plan provides for the sale of up to 172,174 shares of the Company’s Class A common stock until August 31, 2025 (or such earlier time as provided pursuant to the terms of the trading plan).
−Removed: The first possible trade date under the amended plan is August 10, 2024.
−Removed: There were no “ non-Rule 10b5-1 trading arrangements” (as defined in Item 408 of Regulation S-K of the Exchange Act) adopted, modified or terminated during the three months ended March 31, 2024 by any of the Company’s Section 16 officers or directors.
+Added: During the three months ended June 30, 2024, the following Section 16 officers adopted, modified or terminated a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K of the Exchange Act):
+Added: ● On May 14, 2024 , Badar Khan , the Company’s Chief Executive Officer , terminated a 10b5-1 trading plan that he had previously adopted on December 21, 2023 .
+Added: Khan’s former plan provided for the sale of up to 246,596 shares of the Company’s Class A Common Stock from May 2024 through November 2024.
+Added: ● On June 10, 2024 , Mr.
+Added: Khan entered into a 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act that provides for the sale of up to 595,713 shares of the Company’s Class A common stock between November 2024 and November 2025 (or such earlier time as provided pursuant to the terms of the trading plan).
+Added: The first possible trade date under the plan is in November 2024.
+Added: ● On May 30, 2024 , Stephanie Lee , who currently serves as the Company’s Interim Chief Financial Officer , entered into a 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act that provides for the sale of up to 61,088 shares of the Company’s Class A common stock between July 2024 and July 2025 (or such earlier time as provided pursuant to the terms of the trading plan).
+Added: The first trade under the plan occurred in July 2024.
+Added: There were no “ non-Rule 10b5-1 trading arrangements” (as defined in Item 408 of Regulation S-K of the Exchange Act) adopted, modified or terminated during the three months ended June 30, 2024 by any of the Company’s Section 16 officers or directors.
Each of the existing Rule 10b5-1 trading arrangements of the Company’s Section 16 officers are in compliance with the Company’s Insider Trading Policy, and any actual sale transactions made pursuant to such trading arrangements were disclosed publicly in Section 16 filings with the SEC in accordance with applicable securities laws, rules and regulations.
8 unchanged sentences
Warrant Agreement, dated September 29, 2020, between the Company and Continental Stock Transfer & Trust Company (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 5, 2020).
−Removed: Amended & Restated Employment Agreement, dated January 17, 2024, between EVgo Services LLC and Dennis Kish (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on January 17, 2024).
+Added: Offer Letter Agreement, dated November 3, 2022, between EVgo Services LLC and Stephanie Lee (incorporated by reference to Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission on November 8, 2023).
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
13 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: August 1, 2024
+Added: August 1, 2024
/s/ Badar Khan
1 unchanged sentence
(Principal Executive Officer)
−Removed: /s/ Olga Shevorenkova
−Removed: Olga Shevorenkova
−Removed: Chief Financial Officer
+Added: August 1, 2024
+Added: /s/ Stephanie Lee
+Added: Stephanie Lee
+Added: Interim Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.