Item 5. Other Information
Item 5.
Other Information .
None
Item 6.
Exhibits
Exhibit
Description
Incorporated By
Reference
10.1
Securities Purchase Agreement, dated as of July 13, 2023, by and among Eterna Therapeutics Inc. and the purchasers party thereto.
Exhibit 10.1 to Form 8-K filed on July 18, 2023
10.2
Registration Rights Agreement, dated as of July 13, 2023, by and among Eterna Therapeutics Inc. and the purchasers party thereto.
Exhibit 10.4 to Form 8-K filed on July 18, 2023
10.3
Form of Senior Convertible Note.
Exhibit 10.2 to Form 8-K filed on July 18, 2023
10.4
Form of Common Stock Purchase Warrant.
Exhibit 10.3 to Form 8-K filed on July 18, 2023
10.5
First Amendment to Exclusive License Agreement, dated as of July 12, 2023, by and between Eterna Therapeutics Inc. and Factor Bioscience Limited.
Exhibit 10.1 to Form 8-K filed on July 13, 2023
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
31.2
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed herewith
32.1
Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Furnished herewith
35
Table of
Contents
32.2
Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Furnished herewith
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
Filed herewith
101.SCH
Inline XBRL Taxonomy Extension Schema Document
Filed herewith
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
Filed herewith
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
Filed herewith
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
Filed herewith
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
Filed herewith
104
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
36
Table of
Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ETERNA THERAPEUTICS INC.
Date: November 13, 2023
By:
/s/ Matthew Angel
Matthew Angel
Chief Executive Officer and President
(Principal Executive Officer)
Date: November 13, 2023
By:
/s/ Sandra Gurrola
Sandra Gurrola
Vice President of Finance
(Principal Financial Officer and Principal Accounting Officer)
37
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.