Item 5. Other Information
Item 5. Other Information
Empire was not informed by any of its directors or Section 16 officers of the adoption or termination of a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” as those terms are defined in Item 408 of Regulation S-K, during the first quarter of 2026.
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Item 6. Exhibits
10.1
Sales Agreement by and between Empire Petroleum Corporation and Roth Capital Partners, LLC, dated May 1, 2026 (incorporated herein by reference to Exhibit 10.1 to the Company’s Form 8-K dated May 1, 2026, which was filed on May 1, 2026).
10.2
Empire Petroleum Corporation Promissory Note due May 19, 2026 in the aggregate principal amount of $3.0 million in favor of Phil E. Mulacek (incorporated herein by reference to Exhibit 10 to the Company’s Form 8-K dated February 19, 2026, which was filed on February 23, 2026).
31.1
Rule 13a - 14 (a)/15(d) - 14(a) Certification of Michael R. Morrisett, Chief Executive Officer (submitted herewith).
31.2
Rule 13a - 14 (a)/15(d) - 14(a) Certification of Michael R. Morrisett, Principal Financial Officer (submitted herewith).
32.1
Section 1350 Certification of Michael R. Morrisett, Chief Executive Officer (submitted herewith).
32.2
Section 1350 Certification of Michael R. Morrisett, Principal Financial Officer (submitted herewith).
101
Financial Statements for Inline XBRL format (submitted herewith).
104
Cover Page Interactive Data File (embedded within Inline XBRL document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Empire Petroleum Corporation
Date: May 14, 2026
By:
/s/ Michael R. Morrisett
Michael R. Morrisett
Chief Executive Officer and President
(Principal Executive Officer and Principal Financial Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.