Other Information
−Removed: Empire was not informed by any of its directors or Section 16 officers of the adoption or termination of a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” as those terms are defined in Item 408 of Regulation S-K, during the third quarter of 2025.
−Removed: Common Share Warrant Certificate No.
−Removed: Mulacek Note 2025 dated September 24, 2025 (incorporated herein by reference to Exhibit 4 to the Company’s Form 8-K dated September 24, 2025, which was filed on September 26, 2025).
−Removed: Empire Petroleum Corporation Promissory Note due September 23, 2027 in the aggregate principal amount of $4.0 million in favor of Phil E.
−Removed: Mulacek (incorporated herein by reference to Exhibit 10 to the Company’s Form 8-K dated September 24, 2025, which was filed on September 26, 2025).
−Removed: Letter Agreement dated November 5, 2025 between the Company and Phil E.
−Removed: Mulacek (incorporated herein by reference to Exhibit 10 to the Company’s Form 8-K dated November 5, 2025, which was filed on November 7, 2025).
+Added: Empire was not informed by any of its directors or Section 16 officers of the adoption or termination of a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” as those terms are defined in Item 408 of Regulation S-K, during the first quarter of 2026.
+Added: Sales Agreement by and between Empire Petroleum Corporation and Roth Capital Partners, LLC, dated May 1, 2026 (incorporated herein by reference to Exhibit 10.1 to the Company’s Form 8-K dated May 1, 2026, which was filed on May 1, 2026).
+Added: Empire Petroleum Corporation Promissory Note due May 19, 2026 in the aggregate principal amount of $3.0 million in favor of Phil E.
+Added: Mulacek (incorporated herein by reference to Exhibit 10 to the Company’s Form 8-K dated February 19, 2026, which was filed on February 23, 2026).
Rule 13a - 14 (a)/15(d) - 14(a) Certification of Michael R.
10 unchanged sentences
Empire Petroleum Corporation
−Removed: November 14, 2025
/s/ Michael R.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.