Item 5. Other Information
ITEM 5 – OTHER INFORMATION
(a) None.
(b) None.
(c) During the second quarter of 2026, no director or officer of the Company adopted or terminated a “10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
ITEM 6 – EXHIBITS
3.1)
Restated Certificate of Incorporation of the Company, as amended (conformed copy) (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q filed on May 6, 2020).
3.2)
Second Amended and Restated Bylaws of the Company, effective as of February 25, 2026 (incorporated by reference to Exhibit 3.2 to the Company’s Annual Report on Form 10-K/A filed on March 19, 2026).
31.1)
Certification required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
31.2)
Certification required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
32)
Certifications pursuant to Rule 13a-14(b) and 18 USC 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
101)
The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended July 4, 2026 formatted in Inline XBRL (eXtensible Business Reporting Language): (i) Condensed Consolidated Statements of Operations (Unaudited) for the three and six months ended July 4, 2026 and June 28, 2025; (ii) Condensed Consolidated Statements of Comprehensive Income (Unaudited) for the three and six months ended July 4, 2026, and June 28, 2025; (iii) Condensed Consolidated Balance Sheets (Unaudited) as of July 4, 2026 and January 3, 2026; (iv) Condensed Consolidated Statements of Changes in Shareholders’ Equity (Unaudited) for the six months ended July 4, 2026 and June 28, 2025; (v) Condensed Consolidated Statements of Cash Flows (Unaudited) for the six months ended July 4, 2026 and June 28, 2025 and (vi) Notes to Condensed Consolidated Financial Statements (Unaudited) (submitted herewith).
104)
Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101).
31
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
THE EASTERN COMPANY
(Registrant)
DATE: August 11, 2026
/s/ Ryan Schroeder
Ryan Schroeder
President and Chief Executive Officer
DATE: August 11, 2026
/s/ Nicholas Vlahos
Nicholas Vlahos
Vice President and Chief Financial Officer
32
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.